Investment Management Services Methods of Analysis Investment Strategies Compensation – Investment Advisory Services Investing In Securities Involves Risk of Loss To One’s Capital Financial Planning and Consulting Services Dixon Gardner is the principal executie officer of Mt. Timp Capital and has CRD # Education Experience
Mt. Timp Capital provides continuous advice to clients regarding investment of client
funds based on the individual needs of the client. Mt. Timp Capital may advise clients on
any other type of investment that it deems appropriate based on the client’s stated goals
and objectives and on which the client requests advice.
Mt. Timp Capital typically employs fundamental security analysis methods and seeks to
invest in securities that trade below their intrinsic value by looking at economic
and financial factors (including the overall economy, industry conditions, and the
financial condition and management of the company itself) to determine if the
company is underpriced (indicating it may be a good time to buy) or overpriced
(indicating it may be time to sell). Fundamental analysis does not attempt to anticipate
market movements, which is a potential risk, as a security’s price can move up or
down along with the overall market regardless of the economic and financial factors
considered in evaluating the stock.
Strategies offered by Mt. Timp Capital are
--value investing (acquiring securities for significantly less than their fair value);
--income investing (acquiring securities with growing income streams), and
--fixed income investing (acquiring securities with fixed income streams).
Investment Management Services to Retirement Plans and Plan Participants
Mt. Timp Capital offers investment management services to employee benefit plans and to
the participants of such plans to assist plan sponsors in meeting their management
and fiduciary obligations to the Participants under the Employee Retirement Income
Securities Act and the Pension Protection Act of 2006.
The annual fees for Mt. Timp Capital portfolio management services are as follows:
Account Balance Management Fee
$1,000 to $2,999 3%
$3,000 to $4,999 2%
$5,000 to $6,999 1.25%
$7,000 to $9,999 1%
$10,000 and over 0.75%
The minimum account balance accepted for Investment Management Services by Mt. Timpm
Capital is $1,000.00.
Investing in securities involves risk of loss that clients should be prepared to bear.
Regardless of any investment approach, all investment programs have risks that are
borne by the investor that will decrease the value of the investor’s investment:
Interest-rate Risk; Market Risk; Political Risk; Economic Risk; Societal Risk;
Inflaton Risk; Currency Risk; Reinvestment Risk; Business Risk; Liquidity Risk;
Financial Risk.
Mt. Timp Capital offers financial planning services, which may include a review of all
aspects of a client’s current financial situation to prepare a plan that reflects
the needs, circumstances, and goals of a client.
1293639 and 324028.
His phone is 818.307.1738.
Mr. Gardner has a BA in economics Brigham Young University (“BYU”); MBA in Finance, NYU’s
Stern School of Business; certified public accountant license; and law degree from
BYU.
Mr. Gardner has actively managed his investments in stocks, preferred stocks, and bonds
for 20 years. Mr. Gardner worked over four years in “Big Four” accounting firms,
auditing financial statements. Mr. Gardner is experienced in tax compliance, tax
disputes, business litigation, and reorganizing companies in bankruptcy since 2001
as an attorney (Cal. Bar #213119). For the past 20 years, Mr. Gardner has been an
attorney and was outside general counsel for NXChain Inc., a publicly traded digital
currency company.
