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                                                Theory W 630

 Chapter 10 - The form of Theory W

       Theory W development
       Graphic difficulty
       Scholars revisited
       A final rationale
       Review.  The predisposition of formal-authority
 orientation in the early 1900s led to an organizational
 behavior (OB) thrust.  The OB effort, good in itself, has
 not been a solution for the formal vs functional-authority
 struggle, exemplified by the matrix organization subject
 heading of world knowledge.
       Part 1 researched organization structures and now we
 can take the resultant idea of a worknet and apply it to the
 documentation of personally experienced business and
 education cases.
       Part 2 repeats application of the worknet form so that
 certain standardization results.  The worknet form then
 takes on scientific value in the sense of a universal model.
       Summary.  Whereas the formal organization remains
 relatively stable, the pure functional organization should
 always improve - even to the point of changing the formal
 organization.  The formal organization which encourages such
 change can be judged synergistic.  To the end of continual
 improvement, the creative individual worker can be given a
 tool to measure and encourage improvement.  That tool,
 commonly know as job descriptions, can be given pure
 
 
 
 
 
 

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 functional authority through the use of the Theory W
 organization structure.
       Next.  Application to cases of individuals as

 organizations.
 Theory W development
       Takeoff point. PERT preceded the worknet idea.  The
 further idea of CPM does not apply to Theory W since Theory
 W takes the tasks of the organization as planned.  This

 would be after any benefit derived from using CPM.
 
 
 
 
 
 

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 Figure 53a - 1960s Gandt, PERT & CPM applications
 ____________________________________________________________

 ____________________________________________________________
 Source: M.A.Mass (27 Oct 1965) Simplified planning.  In
 Design News p.26.
 
 
 
 
 
 

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 Figure 53b - 1960s Gandt, PERT & CPM applications
 ____________________________________________________________

 ____________________________________________________________
 Source: H.L.Otto (06 Aug 1965) Critical path arrow diagrams.
 For project design handbook (22 Jul 1965).
 
 
 
 
 
 

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 Figure 53c - 1960s Gandt, PERT & CPM applications
 ____________________________________________________________

 ____________________________________________________________
 Source: H.L.Otto (22 Jul 1965) Critical path method.  For
 project design handbook.  Milwaukee WI: Centralab Globe
 Union.

       The Program Evaluation and Review Technique (PERT) is
    a planning and controlling method which represents the
    systems approach in its orientation and is extensively
    used in the aerospace and defense industries.  (12 18)
 
 
 
 
 
 

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 Figure 54a - Computerized application
 ____________________________________________________________

 ____________________________________________________________
 Sources: Saturn systems development (03 Sept 1965) S-IVB
 PERT bi-weekly report.  Douglas.
          B.J.Hansen (1964) Practical PERT including CPM.
 Washington DC: America House.
 
 
 
 
 
 

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 Figure 54b - Computerized application
 ____________________________________________________________

 ____________________________________________________________
 Source: H.L.Otto (21 Nov 1973) Stillwater expansion project.
 Fond du Lac WI: Mercury Marine.
       The precedence network facilitated the computerization
 of the PERT and CPM ideas, and also facilitates the Theory W
 view of any organization.  Thus the PERT and database ideas
 provide the skeleton for Theory W worknet idea.
       Theory W worknet. Organized work divides into tasks
 and tasks align in specific order to support the purposes of
 the organization.  The concept of strategy can be given
 authoritative form.
 
 
 
 
 
 

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 Figure 55a - Flowchart examples
 ____________________________________________________________

 Source: Mercury Marine (Brunswick) in 1970s by H.L.Otto.
 
 
 
 
 
 

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 Figure 55b - Flowchart examples
 ____________________________________________________________

 ____________________________________________________________
 Source: Mercury Marine (Brunswick) in 1970s by H.L.Otto.
       Drawing a worknet. In the past, engineering projects
 were planned graphically.  First, the Gandt chart, then the
 time-line arrows of PERT and CPM interconnected to the
 conclusion of the project.
       Theory W recognizes that many, if not all,
 organizations have a mission as a conclusion.
       Sometimes that means that the conclusion never comes.
 The mission always hangs out front as the proverbial carrot.
 That mission provides the authority of logic.
       To fit database computerization, the worknet consists
 of a list of tasks.  The initial list may come from many
 
 
 
 
 
 

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 sources.  No matter which source comes first, the important
 administrative responsibility comes next - that of carrying
 the list logic into a working organization.
       Administrators have always provided work logic to the
 organization members.  How then, is Theory W different?
       Dollar spending control. This can accompany Theory W,
 but separates conceptually.  Thus budget reports can have
 forecasting ability, but are not a time-control tool.

 Figure 56a - Project budget control
 ____________________________________________________________

 ____________________________________________________________
 Source: Mercury Marine (Brunswick) in 1970s by H.L.Otto.
 
 
 
 
 
 

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 Figure 56b - Project budget control
 ____________________________________________________________

 ____________________________________________________________
 Source: Mercury Marine (Brunswick) in 1970s by H.L.Otto.

 Figure 56c - Project budget control
 ____________________________________________________________

 ____________________________________________________________
 Source: Mercury Marine (Brunswick) in 1970s by H.L.Otto.
 
 
 
 
 
 

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 Figure 56d - Project budget control
 ____________________________________________________________

 ____________________________________________________________
 Source: Mercury Marine (Brunswick) in 1970s by H.L.Otto.
 
 
 
 
 
 

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 Figure 57 - Project task time-dollar forecasts
 ____________________________________________________________

 ____________________________________________________________
 Source: Mercury Marine (Brunswick) in 1970s by H.L.Otto.
       Note that the above project-task budgeting tool
 forecasts spendings flow by month.  Project spending
 forecasts, however, are not a reliable dollar budgeting
 basis.  The spending horizon quickly falls away, leaving
 future months with only a fraction of the needed funds.
       The above does not say that a budget, divided among
 projects, cannot be effective.
       Time spending control. Cost control requires the
 control of routine and project time spending.  Thus to
 
 
 
 
 
 

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 control costs the organization has to control functional
 project/task and routine time spending.  Two sets of account
 books provide the control and an associated Theory W
 database provides the functional budgeting authority.

 Figure 58 - Operations and projects
 ____________________________________________________________

 ____________________________________________________________
 Source: Mercury Marine (Brunswick) in 1960s by H.L.Otto.
       The above area four can be subjected to time spending
 control.  But, just as stated elsewhere, forecasts by
 project are generally futile, as depicted in area five
 above.
       Precedence networking. The IBM project control
 software of the 1960s did not perform on a practical basis,
 
 
 
 
 
 

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 but the idea of a precedence network database to replace
 graphical project control remained a possibility for further
 exploration.
       Timesharing. The business information batch
 processing mentality did not encourage the need for any time
 engineering information processing.  But the availability of
 outside on demand computer time made possible the
 justification and purchase of both engineering design and
 engineering project control processing time.  The network
 database was the foundational form of engineering project
 control - graphical tools were obsolete.

 Figure 59a - Project time control
 ____________________________________________________________

 ____________________________________________________________
 Source: DeZurik (General Signal) in 1970s by H.L.Otto, p.29.
 
 
 
 
 
 

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 Figure 59b - Project time control
 ____________________________________________________________

 ____________________________________________________________
 Source: DeZurik (General Signal) in 1970s by H.L.Otto, p.26.
 
 
 
 
 
 

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 Figure 60 - Why flow charts
 ____________________________________________________________

 ____________________________________________________________
 Source: Manager's conference (30 Sept - 2 Oct 1974) Value
 analysis value engineering. At Crown Center KC MO.  Newport
 Beach CA: Value Analysis Inc.  p.133.
       Why diagrams detail strategy thus flow left to right,
 opposite of timeline worker understanding.
       Engineering EDP. Now that the concept of the
 engineering project control database was proven effective,
 the database was integrated with the business information
 batch processing mentality.
 
 
 
 
 
 

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       Theory W software. On two occasions software programs
 were designed for Theory W implementation - both proved too
 complex (inflexible), and too removed from the user
 (checkbook spender).
       Simpler databases. Small computers can now manipulate
 simple, yet large, databases.  Thus time control can be
 integrated at the point of checkbook spending rather than
 integrated at a central computer batch processing site.
 This amounts to a time spending checkbook analogous to the
 dollar spending checkbook.
       Resultant worknet model. The Theory W database model
 was synthesized from the above mentioned development trace
 thesis and the antithesis dissertation process.  Numerous
 iterations and combinations of the model were attempted.
 Some of the discarded attempts are discussed later.
       The resultant model writes out any pure functional
 organization - a complex activity with the simple result of
 job descriptions.

 Table 92 - Web of any organization
 ____________________________________________________________

 Step 1   Act/task description                           WHAT
          --------------------
          Verb Descriptor Noun
          ---- ---------- ----

 Step 2   Act    Act/task description
          number
          ------ --------------------

 Step 3   Act Verb Desc Noun
          ---- ---- ---- ----

 Step 4a  Act Verb Desc Noun Previous Action           WAY
          ---- ---- ---- ---- -----------------
 
 
 
 
 

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 Step 4b  Act Verb Desc Noun Why Action                WHY
          ---- ---- ---- ---- ------------

 Step 5   Act Verb Desc Noun Why Source(From)          WED
          ---- ---- ---- ---- ---- ------------
                                   also person responsible
                                   for act/task performance

 Step 6                                 Individual
                                        performance
                                        evaluation
          Act Verb Desc Noun Why From Who  Done?       WHO
          ---- ---- ---- ---- ---- ---- ---- ------     WRAP

 Step 7   Act Verb Desc Noun Why From Who Done WholeHours
          ---- ---- ---- ---- ---- ---- --- ---- ----------
                                                        WHRS
 Step 8   Act Verb Desc Noun Why From Who Done Whrs
          ---- ---- ---- ---- ---- ---- --- ---- ----
          1a                       hereb    yesc
                                            no
                                            mu

 Step 9   PERT/CPM analogy

          Graphic - task 0 ----> task 3 ----> task 2 ----> 1

          Act Verb Desc Noun Why
          ---- ---- ---- ---- ----
           1    v1   d1   n1   mu
           2    v2   d2   n2   1
           3    v3   d3   n3   2
           0    v0   d0   n0   3d

 Step 10  Numeric act sort of database                  WAY

          Act Verb Desc Noun Why
          ---- ---- ---- ---- ----
           0    v0   d0   n0   3e        the way of 3 is 0
           1    v1   d1   n1   mu

           2    v2   d2   n2   1           the way of 1 is 2
           3    v3   d3   n3   2           the way of 2 is 3

 Step 11  Numeric pre sort of database                  WHY

          Act Verb Desc Noun Why
          ---- ---- ---- ---- ----
           2    v2   d2   n2   1           the why of 2 is 1
           3    v3   d3   n3   2           the why of 3 is 2
           0    v0   d0   n0   3e        the why of 0 is 3
           1    v1   d1   n1   mu
 
 
 
 
 
 

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 Step 12  Member task assignment sort

          Database  Act Verb Desc Noun Why Who
                    ---- ---- ---- ---- ---- ---
                     0    v0   d0   n0   3   you
                     1    v1   d1   n1   mu  me
                     2    v2   d2   n2   1   me
                     3    v3   d3   n3   2   me

          Your job  Act Verb Desc Noun Why Who
                    ---- ---- ---- ---- ---- ---
                     0    v0   d0   n0   3   you feed me
                     3    v3   d3   n3   2   me

          My job    Act Verb Desc Noun Why Who
                    ---- ---- ---- ---- ---- ---
                     1    v1   d1   n1   mu  me
                     2    v2   d2   n2   1   me
                     3    v3   d3   n3   2   me
                     0    v0   d0   n0   3   you feed me
 ____________________________________________________________
 Note: a The strategic origin task (mission) of the
 organization.
       b Work cited number and page number - parenthesis
 omitted.
       c yes = task performed and complete
           no  = task not performed and incomplete
           mu  = too unimportant to be measured separately
           do
      d Note that the left to right numbering of a
 PERT/CPM chart places the start task (0) on the bottom of
 task list.  This does not matter in Theory W, where a act
 sort puts the start task at the top of the list.
                                                    continued
 ____________________________________________________________
 
 
 
 
 

 Table continued                                 Theory W 650
 ____________________________________________________________
       e The worknet database provides a certain
 readability - task 3 needs task 0 as a preceding task, then
 because of the database numerical order, one can go to task
 3 and proceed to understand that task 2 needs task 3
 completion, and, in turn task 1 needs task 2.  In this
 database one could simply arrange the database in
 hierarchical order - act 1, 2, 3, and 0.  But in larger
 databases with more complex logic, the portrayal of
 hierarchy becomes increasingly difficult.  But the
 hierarchical presentation can usually be successful in the
 member sort.
       Summary.  The worknet presentation facilitates
 functional authority.  We all know (1) that we are part of a
 rational functional organization, (2) from whom we can
 expect output, and (3) to whom our output goes.
 Graphic difficulty
       Networks fall within the realm of scientific
 management where most of the textbooks explain PERT, CPM,
 and decision tree.  There are inherent difficulties in using
 these tools, both general and specific.  In general,
 graphical scientific management tools are good for
 explaining concepts, but have obvious practical limitations.
 A graph cannot handle a large complex network.  Manual
 drafting cannot encompass either the initial display nor the
 constant need for updating and distribution.
       PERT/CPM. Most computer PERT produces bar charts
 which can be cut and pasted together for visualization.
 That amounts to a computerized Gandt chart.  And the Gandt
 chart has problems in application.
 
 
 
 
 
 

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       Decision tree. Very limited practical application.
       Theory W difference. The Theory W worknet provides a
 universal model for the administrator.  The complete
 organization becomes visible and each member has their job
 description.  The same tasks which visibly support the
 mission also appear on the individual job description.  The
 job description tasks report to next aligned task which may
 or may not be assigned to another member.
       Idea of hierarchy. Makes common sense for workers to
 feed their output up to the next level of organization
 functional authority.
       Specific cases. The complexity of reality challenges
 the methodology of the above general worknet.  Thus cases
 were studied with the idea of arriving at a standard model

 for the Theory W organization.

       Computer literacy is not just knowing how to make use
    of computers and computational ideas.  It is knowing when
    it is appropriate to do so.  (181 155)
       [A] significant portion of the population has almost
    completely given up on learning.  These people seldom, if
    ever, engage in deliberate learning and see themselves as
    neither competent at it or likely to enjoy it.  Many more
    people have not completely given up on learning but are
    still severely hampered by entrenched negative beliefs
    about their capacities.  (181 42)
 Scholars revisited
       In afterthought to the research and subsequent
 presentation of the organization pyramid, Theory W
 structure, and the worknet form, several pertinent
 
 
 
 
 
 

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 quotations are presented for consideration - the object
 being the validity of the pure functional organization in
 general and the possible potential of the Theory W worknet
 as an administrative tool.

       Functional ability.

       There is reason to suggest that just as...moderate
    functionalism was the basis of Plato's claim for a
    co-ordinated State, so the interweaving of functions and
    the close inter-dependence of human unit with human unit
    may come about from an acceptance of the functional
    system in industry in such a way that it may develop, but
    also that it may co-ordinate [and control].  (184 177)

       Control & coordination.

       Our subject...is control.  Of course that is what we
    have been talking about...when we were considering orders
    or authority or leadership or co-ordination.  In our best
    managed industries, we notice two points about control:
    (1) control is coming more and more to mean fact-control
    rather than man-control; (2) central control is coming to
    mean the correlation of many controls rather than a
    superimposed control.  (185 161)

       Collective self-control.

       The aim and the process of the organization of
    government, of industry, of international relations,
    should be...a control not imposed from without the
    regular functioning of society, but one which is a
    coordinating of all those functions, that is, a
    collective self-control.  If you accept my definition of
    control as a self-generating process, as the interweaving
    experience of all those who are performing a functional
    part of the activity under consideration, does that not
    constitute an imperative?  Are we not every one of us
    bound to take some part consciously in this process?  To
    get our affairs in hand, to feel the grip on them, to
    become free, we must learn, and practice, I am sure, the
    methods of collective control.  We are coming to know
    that we can make facts.  We need not wait on events, we
    can create events.  (185 167)
 
 
 
 
 
 

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       Flexible universal organization structure.

       If the structure of a government is to be fitted to
    its people and its purpose, it must take into account the
    probabilities of changes that may occur.  In newer
    communities and those where considerable changes in
    educational technique, in population, in economic
    environment, or inter-community relationship, take place,
    provision for appropriate steps in structural
    reorganization are essential.  (186 142)

       Universal administrative improvement.

       The Administrative Theory supposes that in every great
    enterprise there is a permanent council for improvements
    whose function it is to make researches on all possible
    improvements in the enterprise and carry them out under
    the auspices and authority of the director.  (183 111)

       Non-functional overload.

       More serious is the petrification of leadership which
    follows from an overload of administrative work.  The
    most constructive aspects of leadership are those which
    are exercised face to face.  (188 83-4)
       Modern literature. The above quotes connect the pure
 functional organization and Theory W to the early
 administrative literature - a copy of a previous table
 appears below.  Note that Theory W connects to the
 pre-university entrance into the literature.
 
 
 
 
 
 

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 Table 93 - Early modern administrative literature
 ___________________________________________________________

 Year  Name      Comment                   Literature
 _____ _________ _________________________ _______________

 1923  Fayol     France                    (183)
 1928  Lee       England                   (184)
 1932  Follett   England and U.S.          (185)
       Dennison  U.S. manufacturing        (186)
                 and the Post Office
 1933  Urwick    U.S. consultant           (112)(188)(189)
       Graicunas French consultant         (187)
 1935  Henderson                           (190)
       Whitehead                           (190)
       Mayo      Harvard University        (190)
 1936  Gulick    Columbia University       (191)
                 and public administration
 1930s Barnard                             (4)(40)
 ___________________________________________________________
  Note: Above parenthetic references.
       Thusly Theory W does not tie closely to the current
 thinking in the literature.  The idea behind Theory W seems
 to tie to the pre-university thoughts of the early
 administrative literature
 A final rationale
       Three possibilities exist - (1) Theory W is false and
 the current praxis of organization structure literature is
 true, (2) Theory W (and the organization pyramid) is true
 and the current praxis of organization structure literature
 is false, or (3) the current praxis of organization theory
 has held itself apart from testing itself as truth or
 falsehood.  For example, the university writers (teachers)
 seem to be on the outside looking in.  They are simply
 
 
 
 
 
 

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 seeing what organization is becoming, rather than finding
 the being of the organization universal.  Thus some
 universities seem to train rather than seek truth.