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                                             Theory W  page 21
 
Chapter for preface
       Review of prior material.  An acknowledgement section
 of a book or dissertation normally narrates the author's
 indebtedness to named people.  The foregoing acknowledgement
 section breaks from that direct people orientation.  Instead
 of the people's-name viewpoint, the acknowledgement section
 took a functional-task view as shown in the table entitled
 "A chosen philosophy of life."  That table conceptually
 acknowledges a higher-order philosophic purpose for this
 dissertation rather than an indebtedness to the people of,
 let's say, formal authority.  Thus we begin with a key
 distinction which Theory W professes - an alternative to the
 formal authority of named people.  That alternative can be
 seen to be functional authority.
       A higher order of philosophic purpose readily applies
 to life in general and thus can facilitate the
 differentiation between ideas of scientific method,
 scholarship, and transcendent thinking.  The ultimate beauty
 in focusing on higher-order philosophic purpose comes to the
 fore when a pure functional organization structure links the
 transcendent, scholarship, and scientific problem-solving
 tasks into a general life philosophy that can be tailored,
 through choice, to the unique individual or to any unique
 organization of two or more people.  The table of chosen
 life-philosophy in the previous acknowledgements section
 

 
 
 
 
 
 Theory W  page 22                                    Preface
 began that process.
       Summary of this chapter.  Following from a
 higher-order philosophy in a human life, the preface unfolds
 the context into which this dissertation fits, along with
 several other related contextual items.
 
       Dissertation context
       Personal functioning
       Dissertation purpose
       Case study motivation
       Traditional dysfunction
       Learning pathways
       Independent scholarship
       The external dissertation
       Style distinctiveness
       Administrative Topic
       Next after this chapter.  The introduction which
 follows the contents and glossary will specify the
 importance and validity of this dissertation's topic.  In
 addition to the appendix of "Dissertation topic
 delimitation," the other initial appendixes attend to (a)
 the documentation of several PhD proposals, and (b) thoughts
 on writing electronically.
       After the introduction, the dissertation moves, in
 part one, to a literature review on the topic of
 organization.  Then part two continues with the development
 of a pure functional organization structure distinct from
 the informal and formal organization structures.5
       Parts three and four provide systemic application
 cases for the pure functional organization structure.  And
 

 
 
 
 
 
 Theory W  page 23                                    Preface
 part five explains a relatively reliable and valid testing
 instrument which provides practical pre and post-experiment
 measurements.
 Dissertation context
       The dissertation represents the vital work of an
 aspiring Doctor of Philosophy - a PhD.  Courses, papers, a
 thesis, and experience are integrated into this dissertation
 work.  For the life-long learner, the essence of this work
 lies in the reasoned interpretation of the preceding
 sequence of work units as whole-life tasks.
       This dissertation's content provides witness to Theory
 W - a life-long personal interest.  Future publication may
 bring contribution to the world's body of knowledge.
 Specific topics of interest regarding publication are
 indicated within the dissertation.  The PhD hereby confronts
 both philosophic and scientific challenges.
       Many individuals reflect a unique tradition and a
 philosophy of improving their position in life.  Their
 annual wage or estate wealth, many times, acts as an obvious
 measure of their relative position or progress in life.
 
 ____________________
 
       5 For purposes of this dissertation the formal
 structure encompasses the traditional formal-functional
 structure and the more recent literature focus on the matrix
 organization structure.  The representative characteristic
 of the formal organization structure being the boss
 hierarchy.
 

 
 
 
 
 
 Theory W  page 24                                    Preface
 Thus money can be seen as a measure of an individual's
 accumulated wealth.  Yet there are other measures of
 accumulated wealth - learning for one, political contacts
 for another, and power over land or people, for others.  Of
 these many wealth alternates, Theory W focuses on
 accumulating wealth by learning about organizations.
       For example, although the author of this dissertation
 strives indirectly for higher wage and accumulated monetary
 wealth, the attraction of new experiences has more directly
 influenced his life's work.  This dissertation, in a long
 line of new experiences, presents yet another new experience
 - a possible beginning toward the actualization of prolific
 scholastic writing.
       Over the years the author has created a unique
 tradition of linked experiences.  He grants that many of
 those experiences were earnings oriented even to the point
 of moving geographically for monetary growth.  However, the
 real motivation was the appetite for the next experience.
 Simply stated - he wanted to learn more.
 Personal functioning
       Control of one's own thought. In addition to growth
 in experience, the control over, and expression of his own
 individual thoughts became a vivid experience during the
 final stage of this dissertation process.  Perhaps the word
 catharsis specifically fits into the realm of this work and
 

 
 
 
 
 
 Theory W  page 25                                    Preface
 into the hypothesis process in general.  In any case, this
 dissertation, in part, became evidence that one individual
 could plan and direct their thought as well as their actions
 in spite of various norms of what an individual was supposed
 to think or was supposed to dissertate about.6 In fact,
 thought control may be the foundation cornerstone to
 substantial scholarly writing.  Thus this dissertation
 became another illuminating learning experience.
       Appreciation of patterns. With one life experience
 after another, patterns can be seen.  Thus this dissertation
 provides the structure to better understand the patterns of
 the author's life work and further documents those
 experiences and patterns in a scholarly manner.  Once
 recognized and documented, patterns can be analyzed.  The
 author's first jobs were in a business career.
       Business career. The following two tables summarize
 the context of the author's business-sector life-work and
 other-organization involvement.  He was busy, and in a
 sense, he was too busy to write as a truely organized self
 would write.  Regardless, the creative thoughts leading to a
 Theory W of organization began from that business career

 work and has continued to flicker over subsequent busy

 ____________________
 
       6A specific prominent BGSU PhD program professor was
 very vocal in wanting the student to write in association
 with the professor's interest.
 

 
 
 
 
 
 Theory W  page 26                                    Preface
 decades.

 Table 4 - Author's business career
 ____________________________________________________________
 
                                       Annual wage $000 value
                                       ______________________
 
 Year   Job                                       Then   Nowa
 ____   _______________________________________   ____   ____
 
1982   National consultant - GE, Conrail, etc.    50     68
1979                                              40     72
 1979   Company controller                         43     77
 1978                                              33     66
 1978   General manager                            42     84 hi
 1976   Vice president finance & administration    27     62
 1976   Manufacturing services director            25     57
 1974                                              22     58
 1974   Department controller                      19     50
 1967                                              11     43
 1967   Fabrication manager                        11     43
        Design supervisor
 1961   Manufacturing engineer                      6     26
 ____________________________________________________________
 Note- aConsumer purchasing power - July'90 0.767 '88
 0.846, '82 1.035, '79 1.380, '78 1.532, '76 1.757, '74
 2.029, '67 2.993, '61 3.340 (204 467).
      Pattern change. The progressively higher job titles
 of the above table measured career success - a measure of
 wealth, in a sense.  Yet the author was surprised to find a
 bit of information through this writing.  He took the time
 to adjust his seemingly unstopped wage growth (the Then
 column of the table).  In contrast with the unadjusted
 information, note the peaking of the adjusted monetary
 earnings pattern of the Now column.  He was slipping in
 purchasing power and only his mental and physical health
 knew it.  His consciousness did not.  Thus the pattern was
 

 
 
 
 
 
 Theory W  page 27                                    Preface
 not one of continuing growth, but rather a pattern of
 decline from a period of peak earnings.  He had peaked out
 in his business career.  And the timer on the bomb of his
 mid-life crisis began to tick.
       In 20-20 hindsight, there was another pattern budding
 during the time of purchasing power decline.  Upon rewriting
 this section, the author best describes it as the beginning
 of a transition from the problem-solving science mode, to
 the strategy science mode.  Theory W offers an organization
 the structural definition for the conceptualization of the
 strategy process.
       The purchasing-power earnings high of the above table
 represented the fruits of practicing strategy science, yet
 the author did not practice the polite politics of the
 formal organization - that of the power strategy of the
 formal organization.  He was more interested in the pure
 functional aspect of the organization - and that remains his
 interest, the quantification of strategy science if you
 will.
       The practical feel for the science of strategy was
 there - unexpressed scholastically, yet very real.  The
 author's many job titles, his interest in teaching, his
 dream of scholastic writing, and the undying functional
 organization ideas were building to a focal point.  During
 that business career time-period, other patterns were
 

 
 
 
 
 
 Theory W  page 28                                    Preface
 running in parallel.
       Other non-employment patterns were degree activity,
 computer activity, continuing education activity, and civic
 activity.  The attraction of new experiences can also be
 affirmed from the following tables.
       These activities were performed with a sense of
 enjoyment and service.7  And when the enjoyment wore off,
 the activity was passed on to the succeeding workers, better
 organized than when the author began the activity.
       The activities of longest duration were degree
 attainment; high technology interest - computer, video, and
 automation in general; belief in religious concepts; and the
 facilitation of hands-on high schooler business operation,
 specifically Junior Achievement.  Beyond these specifics, a
 broader pattern becomes apparent.
       Throughout the business career activities and the
 associated non-employment activities, a broad pattern of
 learning facilitation appears.  This interest in learning
 facilitation contributed to the pursuit of second career in
 education.

 ____________________
 
       7Marquette University philosophy.
 

 
 
 
 
 
 Theory W  page 29                                    Preface
 Table 5 - Author's non-employment activity
 ____________________________________________________________
 
 DEGREE ACTIVITY
  1956-60 BSME   1962-70 MBA   1973-79 CMA   1984-94 PhD
  Continuing certification     1979-92 CMA
  Publication as Doctor of Philosophy        1994-future
 COMPUTER ACTIVITY
  1959  Fortran payroll programming
  1969  GE timesharing for planning & engineer use
  1976  IBM 32 & all system packages
  1980  Personal TRS Model III on consulting job sites
  1983  Personal Kaypro 10 with 8-16 bit & RAM at job sites
  1989  Ambitious daily writing with RAM disk laptop
  1992  Series of laptops ending with 3sxl/25 with MSDOS.5
 PAST CONTINUING-EDUCATION ACTIVITY
  American Technical Education Association life member
  American Youth Hostel life member
  ASA softball umpire - grade school thru men's A leagues
  Distributive Education DECA
  Inter-collegiate women's softball umpire
  Junior Achievement advisor and program director
  Lima Technical College Business Management Advisory Council
  National Association of Accountants board member
  National Association of Accountants service award
  Ohio State University & LTC Small Business Advisory Board
  Phi Beta Lambda
  Sentinel Career Center ACC & EDP Advisory Board
  Speaker on productivity, job descriptions, and organization
  Toastmaster educational vp and secretary
 PAST CIVIC ACTIVITY
  Ballroom dancing
  Bowling Association officer
  Church lector, eucharistic minister, religious ed teacher
  City manager job application (150 pages)
  Elk's member
  High school baseball umpire
  Jaycee director with awards - carnival & Miss America pageant
  Kiwanis charter director
  Parents Without Partners president
  Red Cross Pheresis Program
  Religious education teacher
  Rotary member
  Square dancing
  Toastmaster educational vice-president and secretary
  United Way small business chair & funding priority committee
  YMCA building drive coordinator
 ____________________________________________________________
 

 
 
 
 
 
 Theory W  page 30                                    Preface
       Education career. The author's general interest in
 learning facilitation and his specific interest in learning
 his way into continued personal growth took him into an
 education career.  He pursued several specifics.
 
 Table 6 - Education career pursuits
 ___________________________________________________________

 1- an interest in functional organization through the
    teaching of strategy capping courses,
 2- an interest in personally developing a valid and rigorous
    teaching style which garnered high commendation from
    students, peers, and supervision through the
    identification of faculty functions in support of the
    college mission statement,
 3- an interest in understanding the organization of higher
    education by personally working as an administrator and
    faculty,
 4- an interest in using liberal vacation times for learning
    projects, specifically PhD course work and the
    dissertation,
 5- an interest in scholarly composition through mentoring by
    faculty peers,
 6- an interest in finance by emulating the financial
    practices of faculty peers, and
 7- an interest in personal investment through a vested
    retirement program.
 ___________________________________________________________
        These interests took the form of certain job choices
 which are displayed in the following table.
 

 
 
 
 
 
 Theory W  page 31                                    Preface
 
 Table 7 - Author's education career
 ____________________________________________________________
 
                                           Annual wage $000
                                           ________________
 
 Years  Job                                   Then   Nowa
 _____  ___________________________________   ____   ____
 
 89-90  College professorb- capping courses    26    27/36c
 88-89                    - capping courses    28    32/43
 87-88                    - capping courses    25    29/38
 84-86  Director of Business Administration    38    45
 _______________________________________________________
 Note- aConsumer purchasing power - July'90 0.767 Dec'89
 0.793 '88 0.846 '87 0.880 '86 0.913 (204 467).
       bNine month contract.
       cRatioed up to twelve months.
       At a close-to-retirement age, a person aspiring toward
 a PhD degree becomes defensive in light of statements such
 as, "The investment is too great - you will never get a
 return."  Or, "How many degrees do you need?"  Also, "People
 from a business career do not switch to an education
 career."  The older-in-years non-traditional student has an
 definite low-level of non-support.  In addition to
 non-support, there comes self-doubt.  And the accusation of
 being addicted becomes very adhesive - for example, a
 workoholic.
       Addiction accusation. Growth, as in learning, builds
 upon relatedness and existence needs fulfillment.  These
 basic needs of existence, relatedness, and growth are
 universally natural for the human person.  And from the
 

 
 
 
 
 
 Theory W  page 32                                    Preface
 above tables, one may decipher a pattern of natural learning
 - perhaps even an addiction.  An appendix to this
 dissertation looks at some addiction material.
       From the "Is more education an addiction" appendix the
 author observes a personal credo -
 
    I am flexible                (not rigid),
    I talk orally and in writing (not silent),
    I check with others          (not denying), and
    I risk being intimate        (not isolated).
       Thus he concludes that he resists addiction.
 Concerning addiction, the Theory W system practices
 addiction prevention through worktask focus.
       The author is not sure whether the thing which he
 calls "never enough" came from pure learning enjoyment or
 from his tradition of performance as never being good
 enough.  There was always a negative side to a family
 performance review.  The ultimate example was related by his
 ex-spouse.  She came home from high school with a
 salutatorian metal from a senior class of 400 students.
 Grandmother viewed the metal and commented - "If you would
 have studied harder, you would have been valedictorian!"
       We sadly judge ourselves by what we should have been,
 rather than what we are.  The Theory W weekly performance
 review addresses the person as they are, educating them in
 actual performance.  The chairman of an multi-billion
 international corporation, with whom the author had the
 

 
 
 
 
 
 Theory W  page 33                                    Preface
 privilege to work, summarized the philosophy of the weekly
 performance review, "There is no instant genius."  Yet we
 push the limits.
       The author has lived his life with a rational
 organization perspective - the cause and effect of work.
 Work, which the human system performs 24 hours per day
 causes a series of results, both short and long term.
       The author's series of life implementations make for a
 lengthy resume.  Those implementations form a pattern aimed
 at what Alderfer has labeled existence, relatedness, and
 growth (ERG) - the universal individual human needs.
 To move the individual's implementations to measured
 objectives and onto the actualization of growth, can be seen
 as effecting the concept of strategy.  That strategy has
 taken the author through a full range business career (from
 manufacturing engineer through general manager and on to
 national consulting) and then into an education career where
 a PhD is desirable.
       The author can be seen as a life-long learner now
 pursuing the ability to write so that the pattern of degrees
 of the past will have a better chance of becoming a pattern
 of publication in the future.  Thus the pattern of natural
 learning can and does continue.
       The quest for closing the ERG needs continues to be
 limited by one's life time.  Thus the measurement of one's
 

 
 
 
 
 
 Theory W  page 34                                    Preface
 time spending becomes important.  Unfortunately, measurement
 intimidates most people - their minds lock unto scientific
 accuracy which sets an impossible standard for the common
 unscientific person.  In spite of teaching science and
 writing, our culture does little of either.  Thus, in the
 vein of being non-traditional, I measure my time spending
 and become, in fact, a scientist of my self actions - I
 measure my actions.  I speculate that action measurement is
 an essence of the ultimate expert worker and, in turn, an
 essence of the ultimate effective organization.  For where
 does an organization exist, if not with it's worker(s)?
       Workers can easily time and account for their tasks to
 the nearest whole hour.  Workers can easily close the time
 spending on those tasks.
       Ability to close. For the individual, the recognition
 of closure provides for a clear start on the next growth
 task - assuming relatedness and existence needs are met.
       As a society, growth brings a higher standard of
 living - a higher and higher world of technology.  However,
 hi-tech in and by itself remains neutral - unable to
 satisfy.  Hi-tech only evidences the world growth process.
 Hi-tech does little for personal satisfaction.  Thus hi-tech
 can only affect the time used to complete a task, but cannot
 heighten the basic satisfaction.  However, more tasks
 completed mean more satisfaction gained - especially when
 

 
 
 
 
 
 Theory W  page 35                                    Preface
 the tasks build in rational sequence.
       Theory creation. Giving visibility to those sequenced
 work tasks, helps with personal closure and continued
 growth.  Psychological science links closure with the
 creation (or confirmation) of an expressed theory - a
 verification of the intuitive urge to write about Theory W.

    The creation of a theory suggests that some degree of
    closure may....  occur and that heretofore relatively
    disparate findings can now be seen as parts of a
    meaningful whole.  The building of theories and models
    encourages the making explicit of the assumptions behind
    one's research and the clarification of these
    assumptions.  (223 824)
       Thus the writing of this dissertation proceeds,
 hopefully encompassing the rigors of science, scholarship,
 and transcendence.
 Dissertation purpose
       Close of degree-learning. The education career of the
 above table was used to pursue the interests shown in the
 prior table.  A pivotal point becomes clear - the writing of
 this dissertation closes the learning-by-degree phase of the
 author's education career.  His chosen specialty being pure
 functional organization - its development and perpetuation.
       Theory W as a child. As a small child the author
 functionally organized, yet his tradition placed the power
 of pure functional choice in second place relative to the
 power of formal authority.  "Might made right," and "You are
 too weak to get out of line," exemplified his tradition.  A
 

 
 
 
 
 
 Theory W  page 36                                    Preface
 definite organization structure which empowered the
 individual did not exist.  Therefore the author has now
 rationalized one.  That Theory W process began in youth and

 remains to this day.
       Most children begin their learning with the simple and
 straightforward why question.  Theory W preserves that
 question.  Theory W can be viewed as the umbrella which
 places pure functional organization as a separate legitimate
 structure to be used along with the formal-functional and
 informal structures of organization.
       The research for, and construction of Theory W has
 come from over three decades of direct experience, and now
 reaches back to Fayol and Taylor of the early 1900s.

 Table 8 - Hierarchical purposes of this dissertation
 ____________________________________________________________
 
 Action phrase
 ______________________________________
 
 experience good           feelings
 pursue     scholarship    eustressor
 publish    Theory W       applications
 earn       doctorate      degree
 quantify   administration strategy
 document   individual     experience
 document   education      experience
 document   business       experience
 research   organization   structures
 document   scholarly      process
 research   writing        wisdom
 ____________________________________________________________
 Note: See the development in appendix "Is more education an
 addiction."
 

 
 
 
 
 
 Theory W  page 37                                    Preface
       A simple singular purpose of this dissertation or any
 scholarly writing may be the transcendence of the human
 spirit to higher and higher purpose.  Now the disparate
 parts (case experiences) may be shaped into a meaningful
 whole through this writing process.
 Case study motivation
       In general, the attainment of higher purposes (as in
 the above table) provides the motivation (eustress) for
 scholarship and study.  Theory W also extends the
 large-organization case generalization to the individual as
 an organization.
       Individual organization. Each individual life seeks
 purpose, either consciously or subconsciously.  We work for
 reasons - not always well defined, yet we proceed.  We
 seemingly strive for elite personhood to separate our
 individuality from the masses.  We want to be unique.
       Theory W puts forth a model which can be used to
 organize the individual as well as organizing larger groups.
       Life-long personal interest. As an engineer,
 controller, manager, and administrator the author scholarly
 documented successful organizing experience apart from the
 formal, informal, and matrix structures.
       Case study importance. Barnard provides the measure
 of importance for an individual having a breath of
 experience when building a theory - case study being a type
 

 
 
 
 
 
 Theory W  page 38                                    Preface
 of evidence for breath of experience.
 
    Barnard in effect has demonstrated that it is possible to
    articulate a practioner's theory of management which is
    coherent and capable of development and which can make
    use of research discoveries as well as of the equally
    important, if more intuitive, findings of experience.
    (4 xviii)
       Thus both the findings of experience and discoveries
 through research are important.
       Case study breath. An above table summarizes
 industrial sector experience.  Another above table
 summarizes educational sector experience.  Additionally,
 private consulting and company ownership represented retail
 and marketing sectors.  And yet another above table
 summarizes extensive non-job experiences.
 Traditional dysfunction
       Between those case study experiences of industry and
 education, a personal mid-life crisis provided events which
 raised the living of life to something more than spouse,
 job, career, extra activities, health condition, or monetary
 wealth.  Thus the thoughts of applying Theory W to the self
 as an organization burgeoned.  Since the author had
 proceeded through many experiences without understanding why
 scholarly writing should be practiced, that inability was
 becoming personally intolerable.  Thus his interest focused
 on education - both as a job and for further learning.
       In written scholarship perspective, few of the
 

 
 
 
 
 
 Theory W  page 39                                    Preface
 author's organization experiences were truly organized
 scholastically - thus he was not able to profess his theory
 of organization which gave rise to those experiential
 successes.  Constipation in life continued.
       Although the author's job methodology (and success)
 was consciously based on solid organization theory
 assimilated through formal study and practice, too much was
 relegated to managerial and leadership art - certainly a
 constricting trap which became more and more intolerable.
 Yet there was awareness of common variables in the author's
 organizing ability - represented by words such as synergism,
 strategy, and information; as in providing just the right
 amount of information.  This dissertation attempts to

 explain the depths of that common organizing ability, within
 the expression of Theory W.
       As the author's business career rose, his scholastic
 intestines became more and more constipated with business
 experience.  National consulting, the capping experience,
 was not integrated with academic text.  Little did the
 author realize that academic education, which purports to
 teach good organization practice, actually operates
 dysfunctionally.  Both business and education seem to lack
 the scholastic intestinal fortitude which was the author's
 standard of operation - the standard which the author now
 knows as pure functional organization in conjunction with
 

 
 
 
 
 
 Theory W  page 40                                    Preface
 the formal and informal structures - three structures of
 organization, all looking to authority.
       Thus the author really had something to understand,
 not only the subject of organization, but also the
 inadequacy of past schooling, a set of business career
 experiences, and education career experiences.  In PhD
 education the author found faculty who (1) wanted support of
 their own theories, not the facilitation of the student's,
 (2) advocated statistical significance of survey test
 instruments to the exclusion of logical organizing practice,
 (3) intellectually deserted non-traditional students, (4)
 overly emphasized ANOV, and (5) were generally adrift from
 their degree granting entitlement of Business Administration
 or Educational Administration.  On the other hand the author
 was invited to teach a PhD level course in educational
 administrative practice.  Unfortunately, he was not prepared
 personally, to teach at the PhD level.  Little did he
 appreciate that he was relatively well-qualified, however,
 he did lack the rigors of scholarship - the same fatal fault
 which kept him constipated in his business career.  PhD
 education seemed to be of local geographic invention instead
 of the exploration for, and practice of, universal ideas for
 a more effective and productive life.
       The challenge of further growth without the
 availability of a functional local education institution
 

 
 
 
 
 
 Theory W  page 41                                    Preface
 seemed a morass.  On one hand, the author was knocking at
 the door of world wisdom.  On the other hand, he was
 witnessing, and in turn rejecting, the vocational cloning of
 a PhD program which exemplified this description -

    Some problems to clear reasoning derive less from
    emotional blocks than from lazy thinking.  We prefer
    simple ideas to complex ideas.  Truth always seems more
    evident if we don't bother to consider details or
    consequences.  (200 292)
       Thus the author searched through other PhD programs,
 and several items about education shook clear.  One,
 although business had a feel for good organization practice,
 education exhibited a poorer organizing ability.  Two,
 organization aims and objectives received less attention in
 education than in business and industry.  Three, although
 the product of education lies with the human spirit,
 education turns off too many students.  Four, the author has
 yet to find a faculty who honestly associates time
 expenditure with quality intellectual production.  Five,
 individual faculty are intellectually isolated by choice,
 from administration, from students, and from fellows.  Six,
 faculty demand closedness and generally cannot perceive an
 openness seeking closure.  Seven, the serious aspiring
 scholar must write extensively to understand complex
 ideas.8 And eight, most PhDs, education administrators,
 and business administrators do not write nor do they
 practice scholarship.9
 

 
 
 
 
 
 Theory W  page 42                                    Preface
       As the author's business career crested with the
 national consulting experience, he found a definite shortage
 of scholarship, specifically in the area of business
 administration writing.  Even though he produced $150,000
 consulting reports, he was not satisfied with the scholastic
 aspect.  Then, a second career in education witnessed an
 even more definite shortage of scholarship and publication
 as the form of intellectual communication.
       From this breath of case experience something
 substantial seemingly had to come.  Thus this dissertation
 has a general resolve and a specific historic background.
       The traditional PhD. In the author's quest for
 scholarship he visited the universities within geographic
 commuting distance and subsequently applied and was accepted
 under the following intent -

    The degree...is conferred in recognition of outstanding
    ability and scholarship in a recognized field of learning
    after an extended period of study and investigation.
    Much of the work...is in a selected field of learning in
    which the student has gained mastery of the method of
    advanced study as demonstrated finally in a doctoral

 ____________________
 
       8In the author's strategy courses a curious pattern
 has emerged - the typical continuing education student
 writes, whereas the typical undergraduate does not want to
 write.  The explanation could be that one set knows the
 reason for writing, and the other set does not.  This
 happens in spite of recent composition and orientation
 courses.
       9From rewriting this dissertation I understand that
 pure functional organization has everything to do with the
 practice of scholarship.
 

 
 
 
 
 
 Theory W  page 43                                    Preface

    dissertation.  While a well-prepared student of
    outstanding ability may secure the degree upon the
    completion of three years of study beyond the bachelor's
    degree, time is secondary to the maturity and achievement
    of the student as a scholar.  (215 29)
       [The student is assumed to] have the desire and
    ability to make significant contributions to the
    literature, knowledge, and leadership levels of
    educational administration.  (218 Doctor of Philosophy)
       Unfortunately, only after experiencing all of the
 program's PhD courses, the author judged the traditional
 education institution as not facilitating his learning
 growth.  First, there were several evidences of traditional
 education dysfunction.  Second, he was confirmed as a
 non-traditional10 learner thus, in short, he needed a more
 independent learning pathway.
       Questing after truth. The traditional accredited
 commuter University PhD program in Higher Education
 Administration did not reinforce the author's planning and
 performance orientation - he had a lot to learn about the
 college education industry, even though he supervised a
 large Business Division of a junior college - 1100 students,
 50 faculty, and 10 programs accounting for half the
 graduates.  He chose not to be cloned, not to jump through
 the hoops, not to enter into bondage, not to be a teaching
 assistant, and not to be a research assistant investing in
 another's idea of the truth.  He had his own Theory W which

 ____________________
 
       10Campbell's course EDFI 502.
 

 
 
 
 
 
 Theory W  page 44                                    Preface
 needed development - his own view of the truth.
       Occupational paralysis. After four registration terms
 in the traditional PhD program and through 70%11 of the
 author's final term, he realized that he was supporting a
 non-functional organization.  The organization was not able
 to perform its planned function.12 The author thus
 withdrew support of that organization.  The then new
 doctoral program chair also withdrew his support.13
       As the author became more familiar with traditional
 education, he began to hear and experience the dysfunctional
 renderings of the traditional PhD program, namely
 hoop-jumping, being cloned, and getting caught in department
 crossfire.
       Hoop-jumping. As a Director of 1100 students and 50
 faculty the author interfaced with state-wide peers.  Some
 were without PhDs and most of the PhDs described their
 doctorate education as the doctorate faculty setting up

 obstacles to be jumped.  The students jumped them and became

 ____________________
 
       11Withdrawal from Spring term dated 4-8-86.
 (Transcript documents in personal bio materials file 233.)
       12Tentative Degree Program contracts submitted
 12-20-85, 12-26, 1-15-86, 1-21, 1-23, 1-27, resulting in
 February 1986 note from advisor to wait a month for some
 sort of policy resolution which never was resolved.  Student
 began withdrawal procedure in March.  (File 189.)
       13Student requested chair to be advisor, he
 declined, and he vacated his position sometime afterward
 (CHE 25 May 1988, p.B40).  Student never had permanent
 advisor appointed.  (File 189.)
 

 
 
 
 
 
 Theory W  page 45                                    Preface
 PhDs - perhaps in spite of their faculty.  Those peers also
 used the term cloning.
       Being cloned. The author's personal experience with
 cloning was at his interview for entrance into a PhD
 program.  He was puzzled at the time about a question, "Are
 you willing to change the subject of your dissertation?"
 They were looking for clones to fit their perspective of
 their subject.  Or perhaps they just were not interested in
 learning about functional organization because of occupation
 paralysis.
       Department crossfire. At Bowling Green State
 University, the Education Administration department's
 typical comlete dissertation was equivalent to the
 Psychology dissertation proposal!14 God help you if, as
 part of your dissertation committee, you were assigned a
 psychology faculty with those higher expectations.
       The author felt that he should have been in a program
 with those higher expectations.  He did not agree that the
 dissertation was mainly a student exercise.  He did not want
 a hollow PhD degree.
       Absolute nonplanning. The Bowling Green State

 University stated the planning function as follows.

 ____________________
 
       14Dr.Pigge in course EDAS 797.
 

 
 
 
 
 
 Theory W  page 46                                    Preface

    The student, adviser, and doctoral committee work
    cooperatively to approve an acceptable and individually
    tailored program of study.  (218 Doctor of Philosophy)
       After 70% completion of the author's last semester of
 coursework, his degree plan was still not approved.
       Ideas from schools? Prior to writing this preface the
 author followed the assumption that education institutions
 represent schools of thought and ideas.  Or, at least, that
 they believe in learning and its facilitation.  From two
 approaches, the author has come to discount those beliefs.
       First, individuals come to the fore in educational
 institutions.  Thus if the author had to identify with
 general thoughts, they are reflected in the Columbia,
 Boston, Harvard, and Toronto university groups, specifically
 Davis, Lawrence, Kolodny, and Beer (130).  These or any
 other individuals cannot be available to all potential
 students.  The world in its complexity has definite learning
 challenges - blocks which can solidify unless solved with
 facilitation.
       With an appreciation of world and self complexity,
 schools of thought, likened to schools of fish, should not
 be seen as as a group of individuals following an
 imprecepible leader or purpose.  The simplistic herding
 analogy cannot apply universally, nor does it represent the
 spirit of scholarship.  It may represent an attempt at
 scientific grouping, but that application of catagorization
 

 
 
 
 
 
 Theory W  page 47                                    Preface
 misapplies the idea of science to individual students who
 can think, choose, and change themselves and the world.
       Second, the dominance of formal organization structure
 seems to suppress the functional structure, and thus the
 stated function of the organization declines in
 authority.15
       A strategy of non-traditional scholarship seemingly
 doesn't flow easily.  The mechanics of the scholastic
 machine do not run smoothly so as to race along unhindered
 by resistance or entropy.  Therefore options to the
 traditional education industry do exist.16

       The non-traditional PhD.
 
    Almost as many Americans seek some form of education
    outside the established educational system as within
    it...  There is, then, a very large group of people
    outside the formal structure of education with obvious
    educational needs.
       Non-traditional study is more an attitude than a
    system and thus can never be defined except tangentially.

 ____________________
 
       15If functional, the organization has plans and
 subsequently practices variance analysis - the comparison of
 actual performance against preset dynamic standards.  If the
 organization individuals do not plan and practice variance
 analysis then the organization can be seen as relatively
 dysfunctional, and therefore less able to produce the
 organization's product.
       16Motorola, in 1986, near Chicago, educated their
 engineers via satalite, granting them accredited bachelor's
 degrees from California schools.  Their on-site residence
 was The Galvin Center For Continuing Education.  (National
 Technological University & Association For Media-Based
 Continuing Education For Engineers, 15-19 December 1986,
 "Fostering creativity and innovation."  Schaumburg
 IL: Motorola Training & Education Center.)
 

 
 
 
 
 
 Theory W  page 48                                    Preface

    This attitude puts the student first and the institution
    second, concentrates more on the former's need than the
    latter's convenience, encourages diversity of individual
    opportunity rather than uniform prescription, and
    de-emphasizes time, space, and even course requirements
    in favor of competence and, where applcable, performance.
       In sum, the Commission has come away from its study of
    the proliferation and growth of alternate education
    systems and new technologies with a conviction that both
    are developments to be welcomed rather than feared.  Some
    alternate enterprises have already shown themselves to be
    equal in quality to formal educational offerings and
    occasionally better.  Some technological advances offer
    even greater promise for expanding clientele, offering
    high quality learning, and lowering costs per student.
    The Commission believes that both the systems and forms
    deserve close attention, encouragement, and assistance...
    (216)
       Thus the author explored an external PhD degree with a
 curriculum of course study which had no job experience
 credit nor challenge exams.
 Learning pathways
       The author chooses a philosophy of growth, as per the
 preceeding acknowledgement section, to implement his
 personal growth and provide the challenge and encouragement
 for other's growth.  The business organization terminology
 identifies this growth as synergism within the oganization.
       The author uses growth oriented scholarship in
 pursuing his life philosophy by referencing sensical theory,
 at least partially verified with statistical significance,
 and implemented through the timed interaction with other
 workers.  Those whole hours of his life can be seen as both
 the instrument of good feelings and the major delimiting
 

 
 
 
 
 
 Theory W  page 49                                    Preface
 growth variable.
       The author chooses to emphasize whole hours among the
 many variables toward the universal life aim of good
 feelings in this life.  All people can identify with good
 feelings.
       If an individual cannot identify with the fundamental
 of daily actions toward the end of human good feelings
 within a larger context of their own good life, then one may
 question their spending time with or on that individual.
       Mid-life closure. This disseration represents the
 closure of a mid-life life-phase which began with retirement
 from the "Author's business career" (preceeding table) and
 now ends with the attainment of an external PhD degree.  He
 has come to better understand his wrestling with the low
 level of scholastic encouragement of the education industry,
 business and industry, direct family, and extended family.
       The simple result. In his own mind, the author has
 dissipated the myth which education previously held for him.
 He mistakenly thought that the university held the entrance
 to wisdom.  The spirit of the doctorate in philosophy, for
 him, came to be beyond the residency of the traditional
 university.  The why of natural learning became apparent -
 providing the eustressor for pursuing further Theory W
 scholarship.
       Many schools equate learning to their residency
 

 
 
 
 
 
 Theory W  page 50                                    Preface
 classroom, too often far removed from the spirit of learning
 as contemplated by the following -

    Children seem to be inately gifted learners, acquiring
    long before they go to school a vast quantity of
    knowledge by a process [called] "Piagetian learning," or
    "learning without being taught...."  We must ask why some
    learning takes place so early and spontaneously while
    some is delayed many years or does not happen at all
    without deliberately imposed formal instruction.  In many
    cases where Piaget would explain the development of a
    particular concept by its greater conplexity or
    formality, I see the critical factor as the relative
    poverty of the culture in those materials that would make
    the concept simple and concrete.  (181 7)
       [Piagetian learning] is effective (all children get
    there), it is inexpensive (it seems to require no teacher
    nor curriculum development), and it is humane (the
    children seem to do it in a carefree spirit without
    explicit external rewards and punishment).  (181 42)
       Somehow the author has nutured that natural gift of
 learning throughout his life.  He was born that way and he
 still can be seen as an inately gifted learner.
       Scholarship. The author has aspired and continues to
 aspire to the essentials of learning - curiosity,
 perseverance, initiative, originality, integrity
 (61 sv scholar).
       Thus he has within his self, a sharing in a seemingly
 perpetual motion machine.  That learning however, cannot
 proceed unless the lower level hierarchical needs of
 relatedness and existence are met.  Those needs of
 existence, relatedness, and growth (learning) can be seen as
 never closed.  But the individual and his timed
 

 
 
 
 
 
 Theory W  page 51                                    Preface
 life-activity tasks which actualize the ERG needs must be
 closed if one is to build life accomplishments in the vein
 of scientific method, scholarship, and transcendence.  Thus
 the author continues to seek personal growth in scholarly
 writing skills for use in closing future life-work tasks.
 Theory W gives him visibility into the organization of those
 work tasks.17
       Dissertation background. Previous tables trace the
 author's progression of education experience through which
 he quested after scholarship in the form of a PhD degree.
 The quest involved traditional schooling, non-traditional
 schooling, and professorship.
       He has lived his life with a rational organization
 perspective - cause and effect if you will.  His work,
 which, by definition, he performs 24 hours each day causes a
 series of results, both short and long term.  The following

 tables provide examples of a learning pathway.

 ____________________
 
       17See dissertation body which gives visibility to
 faculty work tasks and to the Ohio faculty work report.
 

 
 
 
 
 
 Theory W  page 52                                    Preface
 
 Table 9 - Chronology of dissertation project
 ____________________________________________________________
 
 Time period    Comment
 ____________   _____________________________________________
 
 1982           Uneasy low scholarship level in consultinga
1982 -- 1984   Mid-life crisis change to education careerb
         1985   Enrolled in commuting PhD program in Ohio c
 Spring  1986   Pursued PhD as a full time student        d
 Last of 1986   Grasped dissertation and PhD complexities e
 Spring  1987   Fielding Institute residency in Californiaf
 Summer  1987   Job hunt for college teaching position    g
 Fall    1987   New preps in West Virginia                h
 Spring  1988   New prepsÆiæ and researched the work topic
 Summer  1988   Attempted Ohio State University library use
 Fall    1988   New preps in Deleware                     j
 Spring  1989   New preps - enrolled with DuPont library
 Summer  1989   Unplanned job search
 Fall    1989   New preps in Kansas                       k
 Nov 12  1989   Defaulted on deadline approach with Sr.Deboral
 89-90 break    Attempted three chapter shortcut & defaultedl
 Spring  1990   Peer facilitation study & business managerm
 Summer  1990   38 person layoff & city manager applicationn
 F 90 - Sp 91   Sabbatical resulting in draft
 2nd half  93   Relatedness supports dissertation completiono
 ____________________________________________________________
 Note- acomputers, writing, and publication.
       b Stressed individual aspect of Theory W.  personal
 registration
       c PhD degree (dissertation) required for ed career.
 Witnessed administrative dysfunction with respect to time.
       d Chose not give up my dissertation topic.
       e Attempted entry into a several institution study.
       f Acquired a detailed PhD study framework.
       g Assumed parallel work on dissertation.
       h Employed work study students as note takers.
       i Instituted peer facilitation organization.
       j Made contact on writing theory.
       k Documented the impossible job description.
       l Lowered quality found unacceptable.
       m Commitment to MIO pushed dissertation aside.
       n Local job opportunity delayed dissertation restart.
       o A relatively stable subsistence job provided the
 time flexibility for the attainment of relatedness support.
 

 
 
 
 
 
 Theory W  page 53                                    Preface

 Table 10 - Dissertation should-have-been periods
 ___________________________________________________________
 
 Period Institution               Result or experience
 ______ _________________________ __________________________
 
 1986  Bowling Green State Univ.  Accredited coursework
       Ohio                         HiEd Administration
 86/87 Fielding Institute         External accredited
       Ohio and California        organization development
 1987  Kensington University      External coursework
       West Virginia and CA       Business Administration
 Sum88 Ohio State Univ. Library   Computer limitations
 Sum89 Deleware                   Computer failures
 Mar90 Kansas                     Resisted quick completiona
 90/94 Kansas                     Completion before moving
 ___________________________________________________________
 Note- Based on personal experience.
       a Reference 89q4.w letter.
       The above table documents tenacity to encourage
 All-But-Dissertation scholars (ABDs), and part-time
 students.  Obviously blocks and/or other life preferences
 intervened - the enjoyable quality waited until now -
 deadlines in scholarship be dammed.
       Pathways for learning in life vary.  Among other
 learning paths, we can do course study, we can watch an
 educational television program, and we can observe a young
 child and learn about natural learning.  By no means do
 degree granters have a monopoly on legitimate learning -
 although the traditional institution may have such a narrow
 view as to come across as being synomous with learning.
       Broad exposure. The most general learning pathway can
 

 
 
 
 
 
 Theory W  page 54                                    Preface
 be seen as being "exposed to the broadest variety of
 knowledge and techniques...over the longest period of time.
 (217 20)" Thus any one traditional (and characteristically
 narrow) program should integrate with other peer programs to
 achieve the broadest variety of knowledge.  This parallels
 strong curriculum Theory Within a particular program as well
 as life-long learning encouragement.
       For example, a university may have many programs -
 Education Administration, Business Administration, Health
 Administration, or Whatever Administration.  These
 administrative programs should be similar - for example, in
 their use of organization theory, resident faculty should be
 able to argue and thus expose fundamental principles for
 application in education, business, health, and whatever
 administration.
       Another example, a job life may have many careers -
 Education Administration, Business Administration, Public
 Administration, or Whatever Administration.  These
 administrative programs should be similar - for example, in
 the use of organization theory, the administrator should be
 able to argue and thus expose fundamental principles for
 application in education, business, public, and whatever
 administration.
       Theory W attempts to expose fundamental organization
 principles for use in education, business, public, and the
 

 
 
 
 
 
 Theory W  page 55                                    Preface
 individual's own administration.
 Independent scholarship
       Drawing distinctions. The author feels that any
 traditional institution must rigorously show the functional
 service provided to traditional or non-traditional students.
 The following table begins to distinguish between the
 educational services of the traditional and non-traditional
 institutions.
 
 Table 11 - Traditional vs non-traditional institutions
 ___________________________________________________________
 
 Traditional                  Non-traditional
 ____________________________ ______________________________
 
 regimented dependence        self-direction & pure autonomy
 classroom exghange           independent self-discovery
 needs-of-society orientation personal & real-world
 faculty transmits to groups  faculty counsel & facilitation
 set time & preferred age     on-going learning with
                                   accomplishments & results
 course regimentation         past experience equated to
                                          academic standards
 ___________________________________________________________
 Note- (228 6).
 
    The flexible nature of non-traditional education allows
    students a variety of learning experiences; credit by
    examination, credit for life experience, evening courses,
    independent study, weekend college, summer programs,
    seminars, workshops, internships, correspondence courses,
    tutorials, extension classes, radio and telecourses,
    programmed study, and more.  All of these experiences are
    "external" in that the learning (or credits) is obtained
    outside the traditional week-long classroom setting.
    (228 6)
       The Piagetian learning pathway. PhD study in
 education points to the idea of Piagetian learning which can
 

 
 
 
 
 
 Theory W  page 56                                    Preface
 be viewed as natural learning.  Natural, child-like, human
 choice characterizes Piagetian learning.
       The Harvard Medical School, via a one-hour television
 report, changed its learning pathway to that of more student
 choice.  Choice exemplifies responsibility - and responsible
 learning begins before school-learning.
       A young child reflects learning in their universal
 basic question of why.  To turn off that question lessens
 learning and growth.  Facilitate the why curiosity and the
 problems of education can be solved with relative ease - and
 enjoyably so for the learner.18
       Responsible personal education. From the above
 synthesis, and from personal responsibility for
 self-actioned choice, the author took hold of his pathway
 for the attainment of his highest education degree.
       Who or what am I? His dissertation helps define who
 the author is. In general, he can be seen as a limits
 explorer.  Not in the sense of pushing the limits - but in
 simply exploring the limits.  Limits exploration leads to
 the question "What's next?"  - a question the author asked
 in many corporate performance reviews.  He kept moving on to

 the next exploration - intellectually and spiritually.  The

 ____________________
 
       18Perhaps the joyful association with children owes
 to their natural curiosity.
 

 
 
 
 
 
 Theory W  page 57                                    Preface
 human spirit being associated with the exploration of
 limits.
       A scholar. From the glossary definition of a scholar,
 we can judge a person as a scholar by using, as standards,
 the previously stated attitudes essential for learning -
 curiosity, perseverance, initiative, originality, and
 integrity.

 The external dissertation

     Nearly all students today have opportunities to continue
    education...  There are more schools accepting wider
    ranges of student ability and interest than ever before.
    This means more effort, more planning, and more personal
    study in making the college choice.  (214 xi)
       Included in the more schools are external degree
 non-traditional schools with independent self-study programs
 and accreditation.  The Bear catalog and the Higher
 Education Directory provide listings.
       School selection. In a personal study (September
 1986) the author identified 16 schools which offered PhD
 programs for non-traditional students (217).  The following
 schools provided materials upon request -

       California Coast Univ.(1974 CA) Psychology Exam
       Century University          CA
       Fielding Institute          CA  NCACS
       International College (1970 CA) 1981 Psychology Exam
       International Grad. School  MO  NCACS candidate
       Kennedy Western             CA
       Kensington University (1976 CA) LLD Bar Exam
       Newport University     1977 CA  candidate
       Pacific Western University  CA
       Southwest University        LA
       University of Beverly Hills CA
 

 
 
 
 
 
 Theory W  page 58                                    Preface
       With a school subsequently chosen, course texts
 studied, and exams written, the main project of scholarship
 was in focus - the dissertation.
       Leading the above process was the exploration of
 traditional PhD programs in industrial or organizational
 psychology - 60 were available (217 509) and the author was
 uncomfortable with a process of how to explore the ideas and
 values which the schools represented.  On second thought,
 the exploration process could involve matching the faculty
 names in each catalog against the current literature for the
 trade.  Then the faculty writings could be taken to
 represent institution ideas and values.  Another option
 would be to consider the mission statement of the university
 or college - unfortunately little organization theory
 supports the fulfillment of the mission statement in
 practice.  A third option could be a familiarity with the
 trade literature, noting the impressive writers, then going
 with the institutions which support the writers.  This
 amounts to an advertisement of sorts for the institutions.
 Unfortunately the author's finances nor disposition permited
 another geographic move for training.  Instead he had to
 move for gainful employment.  The external degree programs
 had the advantage of moving with the student.
       The author explored his organizational development
 interest with the Fielding Institute in the contiguous
 

 
 
 
 
 
 Theory W  page 59                                    Preface
 quarters of 1986 and 1987.  Fielding, which required the use
 of a national computer link, and had an attractive
 philosophy, was selected over the two other North Central
 accredited external institutions - Nova and Union.  He
 attended the Fielding residency Human and Organization
 Development workshop but the tie between a psychology-based
 behavioral approach with his Theory W of organization
 development did not weld.  The Kensington University
 alternate was chosen for a PhD in Business Administration
 with concentration in Functional Organization.
       Dissertation meaning. A dissertation, to the author,
 actualizes more than just a school exercise.  A dissertation
 represents individual thought - and more so, a contribution
 to knowledge.
      A dissertation to the author, exercises wholeness.  The
 author's career paths of the previous tables and their
 underlying philosophy deserve scholarly exploration.  The
 author has chosen an institutional pathway which facilitated
 this joyful and whole conclusion.  The importance of the
 author/student must not be discounted in scholarly
 exploration.
       Within the frame of the traditional PhD degree, the
 academe oriented dissertation exerts a primary influence
 upon the author/student.  To the contrary, the
 non-traditional external PhD program places control of the
 

 
 
 
 
 
 Theory W  page 60                                    Preface
 dissertation process into the mind of writer.  Advantaging
 or discounting of the external degree varies with the
 student's employing organization.  In the end analysis, the
 subject matter can be seen to stand on its own merits - an
 organization theory applicable to both forms of organization
 - the group and the individual.
       This external dissertation continues to actualize the
 pulling of the natural human-growth doing-process.  The
 doing input being time, the measure of effectiveness being
 productivity, the electricity of human interaction being
 synergism, and the support of growth as a life aim being
 strategy.  Thus the author lives his life with a rational
 organization perspective - cause and effect if you will -
 time and growth in short terms.  Work, which he performs 24
 hours per day causes a series of results, both short and
 long term.  The short term objectives being existence and
 relatedness oriented, and the long term goal being growth
 Thus his series of life implementations make for a lengthy
 resume.  These implementations form a pattern aimed at what
 Alderfer has labeled existance, relatedness, and growth -
 the universal individual human needs.
       To build personal implementations into sequenced
 measured objectives which actualizes the goal of individual
 growth effects the concept of strategy.  The author's
 strategic pattern has taken the form of a full range
 

 
 
 
 
 
 Theory W  page 61                                    Preface
 business career (from manufacturing engineer through general
 manager and on to national consulting) and then into an
 education career where a PhD becomes the evidence of
 scholastic rigor.
       Objectives. This dissertation finds meaning in four
 objectives, (1) continue his interest in functionalism, (2)
 continue learning, (3) continue growth, and (4) step toward
 publication.
       The author's functional speciality roots in scientific
 management.  His career capping national consulting work was
 accomplished in the employ of The Emerson Consultants, the
 oldest consulting firm in the world - Harrington Emerson was
 a contemporary of Fredrick Taylor, the father of scientific
 management.
       The dissertation can be seen as a learning exercise to
 evidence the attainment of writing (communication) skills.
       Dissertation completion receives the mark of PhD which
 can be seen as a springboard for future career growth.
       The writing process developed by the dissertation sets
 the fundamentals to be used in future publication efforts,
 perpetuating the challenges for additional life-long growth.
       Retrospect. An traditional university PhD program in
 Higher Education Administration did not reinforce the
 author's planning and performance orientation - he had a lot
 to learn about the college education industry, even though
 

 
 
 
 
 
 Theory W  page 62                                    Preface
 he supervised a large business division of a junior college
 - 1100 students, 50 faculty, and 10 programs - accounting
 for half the graduates.  He chose not to be cloned, not to
 jump through hoops, not to enter into bondage, nor to invest
 in another's idea of the truth.  Primarily his writing
 skills needed development and a philosophic balance needed
 to be struck between a career and a whole life.  Thus he
 runs a Theory W case study on himself as a organization -
 functional organization.
       This dissertation began many years ago.  The earliest
 personal beginnings were over 40 years ago when, in the
 fifth grade, the aauthor completed his multiple subject
 homework assignments for the day, all on one sheet of paper.
 That same year, the author walked out of the class -
 literally of boredom and frustration.  In 20-20 figurative
 hindsight, he was ready to begin his dissertation.  Four
 decades later, he closes the dissertation endeavor - the
 capping course of his education.
       Post PhD. The pure functional aspect of organization
 deserves to be taught at the strategy level.  The author
 seeks to teach functionalism in education and in business.
 Toward that end, he must write about Theory W to establish
 stature.
       Future publication. As additional settings are
 encompassed, Theory W could become more popular, thus
 

 
 
 
 
 
 Theory W  page 63                                    Preface
 providing good feeling for the author.  Perhaps an
 institution would be interested in conducting a FIRO-B
 associative variable study.  The possibility of turning
 organization behavior study more quantitative seems very
 unlikely.
       With the solidification of a more effective thought
 evidencing system, the author's scholarly leadership ability
 could be enhanced.  This boils down to just plain reversing
 the not-to-write choice - easier said than done.
       University Microfilms. The author regrets his
 inability to have his dissertation publicized by University
 Microfilms.  Thus the future publication avenue can be seen
 as critical for further growth.
 Style distinctiveness
       This dissertation exemplifies the application of daily
 electronic writing.  But daily writing of which style?  Most
 style manuals recognize the computer as just another
 typewriter, to be used to finalize the product.  The
 author's idea however, views style advice as being
 transformed to fit electronic writing.  Thus many style
 manuals have been referenced.  Practically and logic have
 weeded out many traditional rules.  The variances begin
 small.  PhD over Ph.D.  H.L.Otto over H. L. Otto and Otto,
 H. L.  Other variants are more fully discussed in an
 appendix.
 

 
 
 
 
 
 Theory W  page 64                                    Preface
       This dissertation uses numeric parthenthetic citation
 which reconciles to the American Psychological Association
 (62), Modern Language Association (66), and Turabian (60)
 styles.  The second number in the paretheses indicates page
 number.  Another reference variation like (118.B.I1a)
 indicates an English outline type of sourcing - in this
 example, paragraph a of division 1, which steps up to
 division I of Appendix B in the work referenced as 118 in
 the bibliography.
       Levels of division begin with all caps centered for
 works which stand alone.  This applies to the dissertation
 and several appendicies.  Parts are identified with that
 word and are left justified underlined lower case.  Chapters
 are identified with that word and are left justified
 underlined lower case.  Tables and figures also use that
 scheme.
       Second level headings are left justified underlined
 lower case.  Third level headings are indented six spaces,
 left justified underlined lower case, and provide the data
 for the dissertation index.
       Daily electronic writing. In the spirit of continuing
 scholarship the author chooses to write without cards and
 paper.  Sounds simple and can, in fact, be seen as
 simplistically sound.  In practice however, word processing
 software and writing style manuals are not fully integrated.
 

 
 
 
 
 
 Theory W  page 65                                    Preface
 Thus the added burden of reconciling styling limitations.
 Passing a course for the PhD computer language requirement
 certainly did not contribute to upgrading dissertation
 writing skills.
       The author's dissertation process based upon the
 development of effective writing skills for writing
 non-fiction in the quest of personal organization growth.
       Unfortunately, the disciplines of daily writing are
 elusive.  Many excuses must be overcome - such as unfriendly
 software, rigid style manuals, a job without appreciation
 for writing tasks, time management limitations, low
 productivity, negative feelings, and the scarcity of
 encouragement.
       In the end only personal choice counts - thus the
 restarts can be even more frequent than daily.  We try and
 try again - pushing our levels of incompetence as if they
 were levels of competence.  Growth does not necessarily fit
 the analogy of a map which gets us from here to there.
       Action map for dissertation. Getting from start to
 finish had many actions, and many of those not foreseen at
 the start.  Only the action for human growth was needed at
 the start along with a sense of building.  Writing
 electronically was the most challenging, and remains so.
 The most recent action was a bubble jet printer.  Simple
 state-provided software proved adequate, although five
 

 
 
 
 
 
 Theory W  page 66                                    Preface
 portable computers were used.  A handful of style manuals
 were referenced, concluding that no one stylist has all the
 answers.  Several dissertation manual provided advice and a
 few writing texts were referenced.  Plus three schools of
 thought about organization scholarship were attended.  The
 topic of functionalism came very late to this dissertation's
 eye.  In all, there can be seen no consensus, thus the
 author's dissertation experienced an expanding circle of
 questions against a backdrop of world wisdom.  Too much
 wisdom however, can be boggling, and for this author, he
 certainly was boggled.  An inquiry into functionalism in
 organization can be seen to be needed.

    One of the major unanswered questions is the makup of
    action maps.  At the moment, we are relatively clear
    about some of the features of maps that describe how
    people reason and act in order to get from here to there.
    Thus, we can specify the reasoning processes and the
    behavioral strategies by which clients and participants
    produce self-fulfilling prophecies - self-sealing
    processes that lead to escalating error.  We can also
    begin to specify how distancing and disconnectedness make
    it highly likely that people will be unaware of what is
    in their action maps.  However, we are terribly
    inadequate in specifying the action maps that can correct
    all these unintended consequences.  Nothing in what has
    been said implies that quantitative maps are necessarily
    ineffective.  Much more research is needed to determine
    the quantitative maps that clients can use.  (106 479-80)
 Administrative Topic
       A university encompasses several colleges - business
 administration and educational administration are two such
 colleges.  The author has studied formally under both of
 

 
 
 
 
 
 Theory W  page 67                                    Preface
 those programs.  In the Library of Congress Subject Headings
 (LOCSH), administration leads to the management discipline,
 and LOCSH further confirms that organization and work are
 within the discipline of Business Administration.  Every
 current management text seems to have a part for the topic
 of organization, with matrix organization seeming to be the
 most proven in practice.  An appendix details the LOCSH
 exercise.
       In advising organization developers, Argyris states -
 
    A theory of organization would have helped [the
    developers] define the conditions under which
    attribution, evaluations, defensiveness, and the like are
    legitimate and necessary.  (106 63)
       Note the psychological emphasis to a field
 (organization) which could be approached from a merely
 functional (technical) tact.

       Poetic summary.
 
 From afar I have come,
 And to account for 100,000 hours of my life,
                                          that makes me numb,
 Yet who but me can know,
                     the past and future beat of my own drum?
 
 Knowing my pattern, that I do cherish,
 Of that I write, so my wisdom will not perish.