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Threads - Energy; Friction, was Energy, Energy and Work

On 4/6/2004, Trot of "Terry and Shirley" posted:

I am sure that some of the clever people on this forum can answer this query for me.

If two people of the same weight ride similar bikes 20 km and one rides it in say 30 minutes and the other in 60 minutes is the same amount of energy used?

Ray replied:

A short answer, I think, is that the person who arrives first (ie travels fastest) has accelerated most, and since acceleration is a matter of extra force applied, and therefore extra energy expenditure, the fastest and earliest arrived uses the most energy.

David Martin answered:

Good question. Without wishing to appear clever, I'll have a go at it :-)

Let's look at a very much simplified system first, to give an insight into the real problem which is otherwise quite tricky.

Assume a level road and the absence of any friction in the bike / air / road / muscles / joints. The only energy involved in this case is in bringing the bike plus rider from rest up to the final speed. The energy expended is then the kinetic energy (mv2)/2. (Exactly how a bike is brought up to speed in the absence of any friction is an exercise (!) left to the reader :-)

The faster rider in this case will have expended more energy: four times as much if she's going twice as fast.

Back in the real world, the kinetic energy will be negligible compared to the work done against friction, which ends up as heat. The energy expended over any stage of the journey is the force times the distance moved. The way in which the friction force varies with speed is quite complicated and depends on the system involved (e.g. muscles, wind resistance etc.). A good approximation to many systems is that friction varies as the speed squared.

If this assumption is made then, again, the faster rider expends four times as much energy if she goes at twice the speed, since both riders travel the same distance.

The problem is more complicated if the speeds vary over the journey (only the average speeds are given in the problem) but I'll leave it there for now.

In summary, the faster rider would expend *at least* four times as much energy.

Podargus commented:

I am sure David is correct.  However I am not so sure it would be 'as correct' on 'normal' roads.

A bicycle has wheels and is geared.

Once a wheeled vehicle is up to speed as it were, it then will tend to roll more easily over bumps, be they 1mm or 100 m. especially on pneumatic tyres.

Again, because one can assume the same gear on both bicycles, once up to speed it certainly 'feels' easier to pedal at a higher speed, by which I mean in the range stated by Trot.

I am told by my motoring guru that in trials where the aim is to move a car the furthest on a set amount of fuel (energy), that the 'best' speed is around 50kh.

Reasonably fit cyclists out for a spin typically travel at around 28-30 kh.

Of course it is always best to complete the ride as quickly as possible; before the head wind springs up.

Zero Sum responded:

The original post was about "energy used" ie. work...

Kinetic energy is not an appropriate measure of work.  Yes there is a higher energy output for higher speeds, but more ground is traversed.

When all is said and done, a certain number of kilograms have been moved a certain number of metres to a possibly different elevation.  The same work is performed at either speed.

The only difference in the work concerned can be in the "losses".  We have friction and air resistance as those factors.  The friction losses will likely decrease (to a point) with accelerated pace but the air resistance would increase by second power.

The differences in the start and end conditions are not likely contribute a great deal to the overall effort.

Alan Emmerson noted:

This is a perfectly standard question for undergraduates in mechanical engineering.

Firstly, any difference in the geopotential height of the bike and rider at the start and at the end  need not be considered. The associated potential energy change is  notionally recoverable. It is not "used".

Secondly, the kinetic energy of the bike and rider, both translational  and rotational, is usually dissipated by the brakes at the end of the run. That is "used" energy. The faster combination will have more ke to disssipate - in proportion to the square of the speed.. The rider will have to have  provided this.

The remaining energy "used" is the consequence of work done against dissipative forces during the run.  To calculate this one needs a curve of drag force against speed.  That curve will include aerodynamic drag and rolling resistance - including the effect of road roughness.   If the course is not straight the problem becomes harder.

In the elementary case of constant speed, this curve gives the drag at that speed and thence the necessary thrust required at the axles to maintain that speed. . The Power required is given by thrust times the  velocity of the axles  Multiply power required by time of travel and you get the energy required to be expended by the rider ( or engine).

The reason for using power times time instead of thrust times distance is to do with calculating the energy consumed by the rider to produce the required output. This will depend on the internal efficiencey of the rider - which as I recall is power dependent not thrust dependent.

If asked to generalise, one would say that the energy used increases with the speed at which the trip is ridden, roughly in proportion to the square of the average speed.

Ray commented:

As an aside...

Way back in early secondary school we used physics to prove that homework should be reduced (not that the teacher paid any attention, but it was worth a try).

Since F = ma, and
work (w) = Fd (displacement or distance) then substituting for F,
work = mad.

QED  :)

David Martin commented:

Sorry Zero, I'm going to have to take issue with you on this.


On 4/6/04 7:16 PM, "Zero Sum"  wrote:

> Kinetic energy is not an appropriate measure of work.

On the contrary; work, in physics, is a precisely defined concept (it would be useless otherwise). It's defined (roughly) as the force times the distance moved; more precisely as the force times the distance moved in the direction of the force. Since movement is not always in a straight line, and the force generally varies over the path, the precise definition of work is the line integral of F.dl, where F.dl is the vector dot product of the force with an infinitesimal length (dl) of the path taken. So there you have it.

A force is required to accelerate any mass (F = ma) and so work is done in accelerating the bike plus rider up to any speed, i.e. to change the kinetic energy.

In the absence of any friction, this work is exactly equal to the change in kinetic energy. This extraordinary fact is, so far as we know, a universal law of Nature and is called the Work-energy theorem. It is a special case of the more general law of conservation of mass / energy.

Kinetic energy is not only an "appropriate" measure of work, the two quantities are identical.


> When all is said and done, a certain number of kilograms have been moved a
> certain number of metres to a possibly different elevation.  The same work
> is performed at either speed.

No. More work is done in accelerating the same mass to a higher speed, see above. I agree that this work will generally be small in comparison to the work done against friction, as stated in my original post.

> The only difference in the work concerned can be in the "losses".  We have
> friction and air resistance as those factors.  The friction losses will
> likely decrease (to a point) with accelerated pace but the air resistance
> would increase by second power.

I don't really understand what is meant by "accelerated pace". Once the force of static friction has been overcome, i.e. the object is moving, friction in most mechanical systems increases with speed. I would be most interested to hear of a system where there was a decrease. I confess to knowing little about frictional losses in biological systems, however; perhaps Chris or Ian can help out here?


Zero Sum replied:

For those interested the matter is well covered at
<http://www.physicsclassroom.com/Class/energy/U5L1a.html>

Consider the waiter and tray example....
 
and:

> Sorry Zero, I'm going to have to take issue with you on this.

Feel free, you should know better than I anyway...


> > Kinetic energy is not an appropriate measure of work.
>
> On the contrary; work, in physics, is a precisely defined concept (it
> would be useless otherwise).

Yep.  From memory: Work = force * distance * cos (angle of applied force)

> It's defined (roughly) as the force times the distance moved; more
> precisely as the force times the distance moved in the direction of the force.

Yep.

> Since movement is not always in a straight line, and the force generally
> varies over the path, the precise definition of work is the line integral
> of F.dl, where F.dl is the vector dot product of the force with an
> infinitesimal length (dl) of the path taken. So there you have it.

Yep to the first again but...

No.  There I do not have it.  While I have no issue with your precise definition I do have difficulty with its application in this instance.

> A force is required to accelerate any mass (F = ma) and so work is done
> in accelerating the bike plus rider up to any speed, i.e. to change the
> kinetic energy.

Yep.  The kinetic energy represents stored energy.  So?  With regard to overall work done in travelling the distance the only difference in kinetic energy is the difference in energy as the bike traverses the finish line (assuming they both start at zero).  If the journey is merely one metre then this will totally overshadow the work involved in the whole trip.  In a journey of a thousand kilometres it is utterly ignorable (at any speed attainable by human muscles).

> In the absence of any friction, this work is exactly equal to the change
> in kinetic energy. This extraordinary fact is, so far as we know, a
> universal law of Nature and is called the Work-energy theorem. It is a
> special case of the more general law of conservation of mass / energy.

Let us look at an example based on your (above) paragraph combined with the problem posed in the original post. ie. "If two people of the same weight ride similar bikes 20 km and one rides it in say 30 minutes and the other in 60 minutes is the same amount of energy used?"

We can assume the same elevation because any differences in elevation will result in the same stored energy potential.   In both cases the work performed to achieve the storage of the potential energy will be the same.

Although it isn't specified it is a reasonably fair assumption that initial velocities and final velocities are zero (ie. the rider coasts to a stop).

This is a reasonable assumption because the specified problem asks about the energy consumed in the journey not how much energy is stored as kinetic energy.  Thus overall there is no change in kinetic energy averaged over the whole journey for either case.  They go from stopped to stopped, no change in kinetic energy.

You said "in the absence of any friction".  With that being the case, there is no change in the energy state of the system from start to end and no work has been done.  End Of Story.  No work performed in either case.

You brought up the integration.  That's fair enough.  But not if you change your interval of integration to suit the argument.  The interval of integration is the whole journey from start to finish.  By integrating over less than that interval you do not answer the problem posed.

> Kinetic energy is not only an "appropriate" measure of work, the two
> quantities are identical.

Energy and work are identical?  Interchangeable but not the same.  The dimensions are the same
( k*m2/s2 ).  But that is like saying energy and mass are the same thing.  They are convertible not identical.


> > When all is said and done, a certain number of kilograms have been
> > moved a certain number of metres to a possibly different elevation.
> > The same work is performed at either speed.

> No. More work is done in accelerating the same mass to a higher speed,
> see above. I agree that this work will generally be small in comparison
> to the work done against friction, as stated in my original post.

You are changing the problem to suit your argument.  Yes, there is more stored energy in a higher velocity and that energy is a needed input to attain the speed.  SO?  It simply is not relevant to the problem at hand.

In physics, work is defined as a force acting upon an object to cause a displacement.

Work = force * distance * cos (angle of applied force).   We can ignore the angle because it is in the same direction (and the cosine is 1) as the displacement  so we just wind up with force times distance.

> > The only difference in the work concerned can be in the "losses".  We
> > have friction and air resistance as those factors.  The friction
> > losses will likely decrease (to a point) with accelerated pace but the
> > air resistance would increase by second power.

> I don't really understand what is meant by "accelerated pace".

Try 'increased speed".

> Once the force of static friction has been overcome, i.e. the object is
> moving, friction in most mechanical systems increases with speed.
> I would be most interested to hear of a system where there was a
> decrease.

If you visit your local professor of engineering he will tell you that bearings have an optimal speed.  If not rotating fast enough the bearings bump from ball to ball rather than perform a perfect rotation.  This is barely noticeable but does result in increased losses when a bearing runs too slow.

Since having written the above I have read Gerald's post on bearings and I think it at least party illustrates my case.  Until up to optimum operating speed there will be a decrease in friction with speed, after that optimum speed there is an increase.  The properties of the curves depend on the properties of the bearings and lubricants but there is always an optimum operating speed for any bearing.

> I  confess to knowing little about frictional losses in biological
>> systems, however; perhaps Chris or Ian can help out here?

Neither do I.

I am finding this reply rather hard to write.  I am disinclined to argue with someone in their speciality as other than a provocation (in the logical not emotional sense) but it seems to me that what is going on here is not being clearly stated.  I'll try once more, to explain it.  I am sorry that I lack the education to do it well.

The bikes and rider are going from one state to another state.  If we assume the same elevation for those states there is no difference in potential energy and even if they were, being that it would be the same measure of potential energy.  So speed makes no difference there. If we assume that both states are stationary (stationary at the start and stationary at the finish) there is no difference in the kinetic energy between the two states either, so again speed is not an issue.

In fact there is no difference in the states however long or however short the transition - and I think that that is the answer the poser of the problem was seeking.

It is like sliding a cup across a table, the only work performed is that needed to overcome frictional losses (including air friction).

Now the issue of whether moving the cup (or the bike and rider) against those losses takes more or less work is a different issue - and one we are not likely to be able to settle here.  But since they all go from zero velocity to zero velocity the kinetic energy at any point is irrelevant. Any energy getting stored as kinetic energy will be returned by the time transition from the original state to the final is complete.

In riding a bike there are two things that need to be overcome, rolling resistance and air resistance.  By and large rolling resistance decreases with speed (for as far as human muscles can push a bike anyway) and air resistance increases with the second power of velocity.  If those graphs are summed for any given bike and journey, there will be a low point where the rider has to make the least effort, do the least work, but where that point is none of us can say because the original poser did not provide enough information in the problem.  SO... I don't think that was what they were asking.

The problem as posed was "If two people of the same weight ride similar bikes 20 km and one rides it in say 30 minutes and the other in 60 minutes is the same amount of energy used?"

I can only interpret that as "In a change of one state to another, does it use more energy to transition to that state faster", to which the answer is clearly "No".  Conservation of energy provides that answer.

If you want to pose a more practical problem, fair enough, but I need to know a lot more than was provided, starting with the distance (#1),  rolling resistance, height graph of course, air resistance at all velocities, and that is before we start talking about the rider (#2).

(#1) I'd like to see anyone ride a one kilometer course smoothly in 60 (or even 30) minutes.  I don't think anyone has that sort of balance....

(#2) The calorific content of the rider before and after would be needed as a minimum.  I don't think we would get any volounteers.

Mind you if we could get the model right, it would make us a lot of money because it would apply to racehorses too....

Kevin Phyland commented:

is it just me, or is it possible that the problem here is more to do with POWER than ENERGY?

The problem, as originally stated, *should* have the result that the same energy is expended. However, the power required is quite different. (i.e. energy expended in a given time)

From a rider point of view, the person that does it faster is probably going to be buggered...:))

Or have I read the problem wrong?

and:

Oops...

sorry... ignore my last post (well...everything except the power stuff)...

Clearly the energy expenditure is greater (as has been said) since the average velocity (let's say twice) would result in four times as much energy...

mea culpa...

Angus wrote:

I meant to send this earlier but it missed... I don't know if it confuses the issue or not, but more personal experience than theoretical. As an unfit recent convert to commuting by bike, there seems to be a big difference made by conditions such as road surface and head wind. If I am riding quickly, there is a stronger awareness of wind resistance, but when going slowly with a head wind it feels that much more effort is required to keep up speed. Likewise, going fast on a particular road surface seems to require little extra effort to maintain, whereby going slowly takes more. Is it possible that energy use/work done/power required is related to the ratio between friction and velocity? The slower rider uses more energy because a greater proportion of power exerted is ovecoming friction compared to providing speed?

Paul Williams responded:

<snip>

> Clearly the energy expenditure is greater (as has been said)
> since the average velocity (let's say twice) would result in
> four times as much energy...

The more I've thought about this question, the more confused I've become.
Not being unused to confusion, it seemed best to simplify things (as this is what I usely attempt to do.)
In this case - as in many others - this simplicity of 'deconstruction' hasn't worked.

I found this site but feel like I need a long lie down rather than debate the arguable complexities involved:

http://www.cptips.com/energy.htm


Kevin Phyland replied to Angus:

Don't take this as gospel (considering my recent posts) but if memory serves at least air resistance is also a squared relationship (i.e. twice the speed, four times the air resistance force)...with regard to friction (as in two solid surfaces in contact) I vaguely recall it has to do with the two substances in contact (something called coefficient of friction)...

and to Paul:

I think it can be deconstructed quite easily (at least from a humanistic point of view)...

You have to climb three flights of stairs.

One person sprints up in a minute, while another leisurely strolls in five minutes.

Who is more tired?

The faster one has expended exactly the same amount of energy in raising their elevation as the other...

however...the faster person has expended their energy much faster...(i.e. much more power required)...as well as the kinetic energy required being speed-squared...

In humans expenditure of energy over a shorter period of time takes more chemical energy (muscles etc...) so...

my best guess is as follows...

the total energy expenditure of the faster person is not only 25 times (from my example - 5 squared) but much more than that due to conversion of body resources (clearly biol is not my field) to thermal energy etc...

Any thoughts?

Geez...and I thought this was an ANSWER...:))


Zero Sum answered Kevin:

> Or have I read the problem wrong?

I don't think so.  That is a good description in English.  I think part of the problem lies in rapid transitions between the English usage and the scientific usage.

Angus replied:

I am familiar with the coefficient of friction idea, but recall it being two values - stationary and moving - but is there a 'sliding scale' of coefficient values as velocity changes. Alternatively, does frictional resistance remain constant for a given contact, thereby proportionally less for the faster moving object? I asked some (fitter) cyclists today of their thoughts on the problem, and they also felt that riding slower consumes more energy, which is how it feels to me...sorry for the subjectivity.


Peter Macinnis replied:

My son (also an Angus, we tend to have them in our family) and I once volunteered to "tail end" a bushwalk with two smokers who had come on a walk for which they were not fitted -- aside from carrying too much gear, they had no wind, and each step up the slope was a separate operation for them, a pained stagger.  We were both fit, but our legs were jellied by the time we had crawled to the top of the hill with these people, as we needed to go at their pace.  By the end, we were proceeding in small bursts to examine vegetation, then waiting till they were past us, then skittering on to the next interesting plant.

So I would say that in walking, the slow walker uses more energy -- frictional effects and kinetic energy effects have a minuscule effect when compared with the bodily balance and maintenance, and lifting and lowering of legs considerations.

Beware of calculations which assume a spherical cow -- and be even more aware of tail-ending such a cow up a slope.

Anthony Morton replied:

> Kinetic energy is not only an "appropriate" measure of work, the two
> quantities are identical.

They are identical, but as you say, only in the absence of friction.  Most of the work done on a one-hour bike ride is against friction, and work done against friction does not affect one's kinetic energy.  So the two can't be equated.  The work-energy theorem is a beautiful theoretical finding, but unfortunately not relevant to terrestrial
conditions.

Let's return to the original scenario: two cyclists who cover the same distance in different times due to riding at different average speeds. Who has used the most energy?  For simplicity, let's assume each cyclist accelerates from stop to a given speed V, maintains that constant speed throughout the trip on a flat route, then decelerates to a stop at the end.  So the kinetic energy increases from zero to MV2/2, remains at MV2/2 for most of the trip, then drops to zero again.

During the initial acceleration, two kinds of work were done: 'inertial work' to change the rider's speed, and 'dissipative work' to overcome friction (I use the term 'friction' to include all dissipative forces, including air resistance).  Energy has to be contributed by the rider to perform both kinds of work, but only the inertial work is expressed in the kinetic energy.  The energy associated with the dissipative work is dispersed as heat in the mechanical system and the atmosphere.

Once the rider is up to speed, all work is dissipative in nature.  (Remember, I'm assuming a flat route for the time being.)  The net forward thrust is zero, the speed and hence the kinetic energy remain constant, but work must still be contributed to overcome friction in order to maintain that speed.  As frictional forces increase with speed at the kinds of speeds we're talking about, the faster rider will be doing more work and hence expending more energy.  (But at slower speeds other factors come into play, of course.)

At the end of the ride, the rider must get rid of that MV2/2 kinetic energy in order to come to a stop.  The work required of the rider in applying the brakes is negligible; the kinetic energy is dissipated as heat in the brake pads, and other dissipative forces continue to operate, helping slow the whole system down.

Net result: the faster rider has expended slightly more energy in accelerating to the higher speed, and has expended more energy maintaining that higher speed.  In practice, the energy expended in speed maintenance is much greater than that expended in acceleration. In a frictionless world, the only difference would be in the energy of acceleration and would be of much lesser magnitude.

The above analysis must be corrected in two ways: to account for speed variations along the way, and to account for gravity if the route is not flat.  Both effects generate extra energy inputs and outputs, but as gravity is a conservative force it is only the speed variations that affect the difference in energy expenditure between the two riders.

>> When all is said and done, a certain number of kilograms have been moved a
>> certain number of metres to a possibly different elevation.  The same work
>> is performed at either speed.

> No. More work is done in accelerating the same mass to a higher speed, see
> above. I agree that this work will generally be small in comparison to the
> work done against friction, as stated in my original post.

To put this another way: work is not mass times distance, but force times distance.  The only force with a direct relation to mass is gravity: thus, if two objects of the same mass are catapulted vertically into a vacuum and both reach the same maximum height, you know that the same amount of work was done in each case, and so the same amount of energy must have been released from the catapult.  But then you can also deduce from basic kinematics that the two objects must have risen at the same speed.

The only way to project two equally massive objects upwards at differing speeds (in the same gravitational field and with no friction) is to impart a greater (non-gravitational) thrust force on one than the other, doing more work and hence imparting more kinetic energy.  Say the slower object reaches a maximum height H.  When the faster object reaches height H it will still be travelling upwards at some nonzero speed V.  To relate this to the two-cyclist example, bringing the faster object to a stop at height H would require dissipating the extra kinetic energy MV2/2 at that point.  The same work has not been performed on both objects.

Chris Forbes-Ewan posted:

David Martin has given a physics-based answer, coming up with the conclusion that:

"In summary, the faster rider would expend *at least* four times as much energy."

This is a 400% increase.

I can't provide a theoretical critique of his explanation, but I don't believe that David is correct (for perhaps the first time on Science Matters
:-)

My conclusion is based on the principle that 'the proof of the pudding is in the eating'--I looked up a standard reference of the energy costs of a huge range of physical activities, Ainsworth et al (2000). This report provides a summary of the results of (literally) hundreds of studies reported in the peer-reviewed scientific literature of the energy cost of physical activities. Most studies involved measurement of oxygen consumption as an indirect (but quite accurate) measure of energy expenditure. Some achieved greater accuracy by simultaneously measuring oxygen consumption and carbon dioxide production.

Bicycling at "10-11.9 mph" (~16-19 kph) rates as 6.0 times basal metabolic rate (6 'METS'). This rate of bicycling is considered 'leisurely'.

With each incremental increase of 2 mph (3.2 kph), the reported rate of energy expenditure increases by 2 METS, until it is 12 METS for a pace of 16-19 mph (25.6-30.4 kph). This rate is considered 'racing, not drafting'.

From this, it appears that riding at ~28 kph uses energy at about twice the rate as for 17.5 kph.

So the rate of energy expenditure at 35 kph would be somewhat more than twice that at half the speed -- perhaps three times the rate.

But riding at half the speed requires twice as long to complete the trip, so you would be using energy at a somewhat less than half the rate, but for twice as long.

From this, I believe it is reasonable to conclude that doubling the speed would lead to a noticeable increase in total energy expenditure for a given distance (at least for the speeds addressed in the example shown above, which is probably representative of the typical speeds involved in cycling), but probably only of the order of 50%, not 400%.

Reference:

Ainsworth BE, Haskell WL, Whitt MC et al. (2000). Compendium of Physical Activities: an update of activity codes and MET intensities. Med. J. Sports Sci. 32(9):S498-S516.

Steve commented:

Yep, during my stint as security guard I had to climb lots of stairs and taking those 2 at a time made me far less tired  than doing them one by one by one!

Daya Papalkar responded:

From this, I believe it is reasonable to conclude that doubling the speed
> would lead to a noticeable increase in total energy expenditure for a given
> distance (at least for the speeds addressed in the example shown above,
> which is probably representative of the typical speeds involved in cycling),
> but probably only of the order of 50%, not 400%.

Thanks Chris, I was wondering about what actual measurements show.

As Peter and Steve have mentioned, walking very slowly does tend to feel relatively more tiring than walking at a comfortable pace, and maybe this has something to do with how our muscles are being used (the slower you climb, the more likely it is that a muscle will be contracting isometrically rather than isotonically). One point that should also be made is that the work of breathing increases as oxygen demands increase. The proportion of cardiac output to the respiratory muscles increases as the oxygen demand increases (overall cardiac output increases too). IMO, there are probably increased inefficiencies at either extremes of activity (very slow and fast).

An obvious follow-on from the original question is to ask which cyclist will end up burning the most fat. To answer that question fully, I think you would also need to look at the after-effects of exercise on the basal metabolic rate ie does more prolonged aerobic metabolism (the slower, longer cycling trip) produce a greater increase in basal metabolic rate, or is it the other way around? Does a single cycling trip produce a meaningful change in BMR (and for how long), or does the activity have to be repeated reasonably frequently?

Ray noted:

>>*at least* four times as much
energy."  This is a 400% increase.

Pedant mode.

Actually 4 times is an increase of 300%, I reckon.
Or 400% times as much.

One sounds better that the other if you're advertising something or trying to increase the 'spin' of data

Alan Emmerson responded:

 Chris Forbes-Ewan wrote SNIP

> Bicycling at "10-11.9 mph" (~16-19 kph) rates as 6.0 times basal metabolic
> rate (6 'METS'). This rate of bicycling is considered 'leisurely'.
>
> With each incremental increase of 2 mph (3.2 kph), the reported rate of
> energy expenditure increases by 2 METS, until it is 12 METS for a pace of
> 16-19 mph (25.6-30.4 kph). .

The  data from his source is in units of power. If power is linearly dependent on speed,  as the source proposes, then , since power = thrust x speed, the thrust in the experiment must have been independent of speed. For equilibrium the drag must have been independent of speed.

What's the bet that the energy consumption was measured with the bicycle stationary - like an exercise bike.

David Martin wrote:

> I can't provide a theoretical critique of his explanation, but I don't
> believe that David is correct (for perhaps the first time on Science Matters
> :-)

Actually, David has been wrong on many occasions, it's just that no-one has noticed until now :-)

My last post was a (perhaps rather picky) response to Zero's comment that "Kinetic energy is not an appropriate measure of work". I stick by what was said there, since I went to great pains to point out that the energy involved in accelerating a bike up to speed would be negligible in comparison to the work done against friction on a long journey.

Anthony said "The work-energy theorem is a beautiful theoretical finding, but unfortunately not relevant to terrestrial conditions". Actually, Anthony, it's of great relevance to many physical systems, terrestrial and otherwise, but I agree that a bike ride is not one of them. I really did try to be very careful to point this out in my emails.

Now, what about the energy lost to friction? I based my original factor of four increase on the (widely assumed) variation of wind resistance with speed squared. This was based on twice the *average* speed. In practice, the
speed would vary over the trip and this would further increase the total resistance. Hence my comment "at least four times".

Having thought more carefully, and read all the other posts on this topic,
my assumption now seems somewhat naïve.

Firstly, wind drag is one of those properties which is very difficult to calculate from first principles. There is no fundamental law which leads to the square dependence on speed, it's just an assumption; widely found in many textbooks and websites, however.

Alan has pointed out that "The drag of an aeroplane in flight decreases markedly as speed increases up to what is known as "min drag speed". Thanks for that information Alan, could you let me have a reference?

There are also other sources of energy loss (i.e. as heat): rolling resistance in the bike and the metabolic rate of the rider. These don't seem to vary as the speed squared and I have no idea how much they would contribute to overall energy loss, compared with wind resistance.

I think it's still probably safe to say that the faster rider would use more energy; how much more depends on a variety of factors and would have to be measured, as opposed to calculated.

This has been a very interesting thread for me, thanks to you all.

Alan Emmerson wrote:

The traditional  beginners book is Kermode's Mechanics of Flight, but remember it is only a primer.

and:

Apropos of kinetic energy not being a good measure of work. If I remember correctly, kinetic energy is actually defined in terms of work.


Chris Forbes-Ewan commented:

David Martin will be able to explain the physics better than I can, but riding slowly, walking slowly, swimming slowly and so on all involve a lower rate of energy expenditure than doing the same activity quickly.

In fact, doing these activities very quickly (e.g. anaerobically) is far more tiring than doing them aerobically for the same total distance covered in the same amount of time.

As an example, if you are fairly fit, try running 5,000 m at a leisurely pace (say 10 km/h). This will take 30 minutes.

When fully recovered (e.g. 2-3 days later) try doing 50 x 100 m sprints at maximum pace over a period of thirty minutes (i.e. starting a new sprint every 36 seconds).

Anyone silly enough to actually do this experiment might like to report back to the list from their hospital bed (or perhaps the ICU) on which was the more tiring :-)

Daya Papalkar responded:

Maybe someone with a physics background could explain the physics behind this scenario: holding a heavy object in your hand with elbow flexed at 90 degrees (isometric contraction).

If you hold a 10kg weight in your hand (actually let's say wrist to exclude the actions of the small muscles of the hand and the wrist flexors) with your elbow flexed at 90 degrees, we all know that the muscles that flex the elbow will be contracting to keep the object in place. We know that the muscle is using energy which is released as heat. If not contracting, the object will fall towards the ground moving our wrist with it. However, the object is stationary - it has no kinetic energy. We know that the object has potential energy, but whether the object is 1m or 10m from the ground would make no difference to the force of the muscles' contractions.

How do we calculate how much work is required by the contracting muscle to keep the object in place? Does the formula work = force x distance apply? We are not moving the object, so are we actually performing work? Yet we are using energy in order to oppose gravity. The power of the muscle obviously must be sufficient to keep the forearm and hand in place as well as the 10kg object.

When muscles contract and shorten, the heads of the actin filaments (thin filaments) connect and disconnect from the thick filaments and 'row' their way along, in a process that consumes energy, shortening the muscle. During isometric contraction, energy is consumed but the actin heads stay in the same relative position to the thick filament ('cycling'). I think if you climb stairs very slowly (or bushwalk uphill slowly) there is more 'cycling' going on than would otherwise (if you were walking at a comfortable pace). If you raise yourself to the next stair very slowly, your muscles have to work harder to oppose gravity (it is harder to oppose gravity with a knee flexed rather than straight).

I agree with Chris' comments about the 5000m (sprints vs jog). However, I do think that walking very slowly (especially uphill) has a good reason to make us feel *more* tired and consume more energy than walking at a comfortable pace. Obviously doing the same task at a flat out pace is going to make us feel more tired than either option.

and:

(After consulting a physiology book...)


There is no work being done in isometric contraction & the mechanical efficiency of the muscle is essentially 0%.

Actually sometimes we use our muscles to perform *negative* work. An example of this would be slowly lowering the 10kg weight to our side from the elbow-flexed position (to a fully-extended elbow position). In this case, the forearm flexors are doing negative work, and are using energy to resist gravity and control the movement.

Although the book didn't say, I would imagine that in the scenario I suggested we have to generate an equal force upwards to oppose gravity, to keep the object still. I think that the energy used by the muscle would depend on the length of the forearm and possibly where the muscle attaches in relation to the length of the forearm. That is - longer forearm means more energy and possibly muscle attachment closer to the wrist means less energy required.
 
> When muscles contract and shorten, the heads of the actin filaments (thin
> filaments) connect and disconnect from the thick filaments and 'row' their
> way along, in a process that consumes energy, shortening the muscle.

Mea culpa - the myosin heads (of the thick filaments) connect and disconnect from the thin filaments. Same idea though.

> During
> isometric contraction, energy is consumed but the actin heads stay in the
> same relative position to the thick filament ('cycling'). I think if you
> climb stairs very slowly (or bushwalk uphill slowly) there is more
> 'cycling'
> going on than would otherwise (if you were walking at a comfortable pace).
> If you raise yourself to the next stair very slowly, your muscles have to
> work harder to oppose gravity (it is harder to oppose gravity with a knee
> flexed rather than straight).

The concept of negative work would also apply to going downstairs or walking downhill. I personally have found that it is excruciating to go downhill with a heavy backpack if you have to go very slowly (eg if you are following someone very slow on a narrow track). This is because you must expend a lot of energy in controlling the impact. I have found it much easier to pretty much run downhill (perhaps risky depending on the terrain) and then rest at the bottom. It may sound weird, but at least you aren't wasting energy slowing your movement down (performing too much negative work).

Daya (the no-handshake club will also advocate running downhill if carrying a heavy pack)


Anthony Morton posted:

> Anthony said "The work-energy theorem is a beautiful theoretical finding,
> but unfortunately not relevant to terrestrial conditions". Actually,
> Anthony, it's of great relevance to many physical systems, terrestrial and
> otherwise, but I agree that a bike ride is not one of them. I really did try
> to be very careful to point this out in my emails.

True.  My apologies for being overly terse with this one.  By 'terrestrial' I was referring to those problems where ignoring friction gives misleading answers.  This includes most problems of interest to mechanical engineers.  I could certainly have spelled this out more clearly.

and:

One last stab at the two-cyclist problem, just because I find it so interesting.....

>> Bicycling at "10-11.9 mph" (~16-19 kph) rates as 6.0 times basal
>> metabolic rate (6 'METS'). This rate of bicycling is considered
>> 'leisurely'.
>>
>> With each incremental increase of 2 mph (3.2 kph), the reported rate
>> of energy expenditure increases by 2 METS, until it is 12 METS for a
>> pace of 16-19 mph (25.6-30.4 kph). .

> The  data from his source is in units of power. If power is linearly
> dependent on speed,  as the source proposes, then , since power =
> thrust x speed, the thrust in the experiment must have been
> independent of speed.  For equilibrium the drag must have been
> independent of speed.

That's the same thing that concerned me about this finding.  It implies that the net force acting on a cyclist does not vary with speed, in defiance of reality.

There are two possible explanations: either the observations were made with a stationary bike, as Alan guesses, or else the human motor system is so inefficient that the variations in drag force with speed are swamped by the muscular effort required just to move the bicycle.  As a cyclist myself I don't believe the latter.

It's worth noting a couple more caveats with the two-cyclist thought experiment.  First, we've implicitly assumed that the wind speed and direction are constant for the duration of the experiment.  Winds have a huge effect on the energy used by a cyclist.  To determine a cyclist's effective speed for assessing drag you need to subtract the component of wind velocity in the direction of travel.

Secondly, the fact that gravity is a conservative force and gravitational energy changes are 'notionally recoverable' might give people the misleading impression that a cyclist will use the same energy riding on hilly terrain as on flat terrain provided the initial and final elevations are the same.  For this to be true requires rather
special conditions: the speed profiles must be identical, *and* there must be no braking.

The reasoning here is nontrivial, so it's worth looking at some examples.  Picture two identical cyclists, A and B.  Cyclist A rides down an incline and then up another incline to finish at the same elevation as the starting point.  Cyclist B covers the same ground distance on the flat.  Seen from above, A and B both ride along
straight lines (though A's line is very slightly shorter due to the inclines), and there is no wind to complicate things.

We suppose that B at all times knows A's instantaneous speed and accelerates or decelerates as necessary to maintain the exact same speed.  Thus, A and B's speed profiles are identical and they experience the same frictional forces.  (This is not precisely true, because rolling friction decreases slightly on a slope, but the resulting difference is negligible provided the slope isn't very steep.)
 
Under these conditions, the forward thrusts required from A and B differ at all times by precisely the gravitational contribution m*g*sin(theta) where m is mass, g the coefficient of terrestrial gravity and theta the angle of incline.  On the way down, B must provide this extra thrust to match what A gets from gravity; on the way up, A's thrust must exceed B's by this amount.  *Provided* neither cyclist applies the brakes, the energy contributed by each cyclist is the path integral of the thrust.

Now let's consider some specific scenarios.  (Readers not interested in the detail can skip to the end, where the conclusions are justified by a simple energy argument.)

Scenario 1: A coasts down the incline, reaching a maximum speed v1 at the bottom, then pedals to maintain this speed v1 all the way up the other side.

On the downward leg, B must accelerate on the flat to match A's acceleration due to gravity.  To do so B supplies an additional thrust m*g*sin(theta) over the equivalent distance d.  The additional energy that must be supplied by B over this leg is m*g*d*sin(theta), or m*g*h where h is the vertical distance from the top to the bottom of the incline.  On the upward leg, B must supply a continuous thrust to oppose friction, but A must supply an additional thrust m*g*sin(theta) over that of B to overcome gravity.  The additional energy that must be supplied by A over this leg is again m*g*h.  The energies balance out in this case, and we recognise m*g*h as the difference in gravitational potential that A gains on the way down and loses on the way up.

Scenario 2: A and B both ride so as to maintain a constant speed v2 throughout.  (Assume  v2 is also their initial speed, and that  v2 is small enough that A would accelerate upon hitting the downward incline.)

On the downward leg, A must apply the brake in order not to accelerate with gravity.  The brake must provide a continuous negative thrust equal to m*g*sin(theta) less the thrust required to overcome friction at speed v2.  Assuming friction scales as speed squared, we can write this as m*g*sin(theta) - k*v22. 
The total energy dissipated in the brake is m*g*h - k*v22, and this energy is not recoverable, being lost as heat in the brake pads.  On the upward leg the situation is as in scenario 1: A must provide an additional thrust m*g*sin(theta) over that of B to overcome gravity.  B's thrust is just the k*v22 required to overcome friction at speed v2.  So at the finish point A has put in an amount of energy equal to m*g*h + k*v22*d, while B has put in k*v22*(2d).  A's energy input exceeds B's by m*g*h - k*v22*d, which is also the amount of energy lost to braking.

Scenario 3: A coasts down the incline and part way up the other side, until A's speed decreases to some comfortable value v3.  A then pedals to maintain this speed v3 until reaching the top.

On the downward leg, this is identical to Scenario 1.  B must contribute an additional amount of energy m*g*h in order to match A's free acceleration.  But on the upward leg, A and B are experiencing the same opposing frictional force but A has in addition an opposing gravitational force.  The only way B can decelerate enough to match A is by applying the brake, with a braking force m*g*sin(theta) to match the gravity force on A.  B continues to apply the brake until A reaches speed v3, say at a vertical distance h0 from the top of the incline.
 From this point we are back at Scenario 1.  The additional energy A must supply over B to ascend the final distance h0 is m*g*h0.  But B's additional energy from the downward leg is m*g*h, so the conclusion in
this case is that B's energy input exceeds A's by m*g*(h-h0).  Again, this is exactly equal to the total energy dissipated in the brakes.

Of these three scenarios the last is probably the most realistic as far as A is concerned, but B's situation is rather contrived (deliberately so, in order to illustrate a point).  It's also worth comparing A's effort with that of B if B just rides at a constant speed vB, as one ordinarily would on a flat straight route.  By solving the equation of
motion for A it's possible to determine the height h0 as a function of the friction coefficient k, the speed v3 and the geometry of the problem; one can then work out the conditions on <theta, h, k, v3, vB> under which A's energy input is greater than or less than B's.  This is rather too mathematically involved to go into here, so I'll leave it as a homework problem for the interested reader.  :-)

Conclusion:

Obviously what is going on here is simply that human-powered bikes have what us engineers call 'non-regenerative braking'.  Any time you apply the brakes, you are dissipating energy that cannot then be recovered by the system.

The energy conservation law for each cyclist looks like this:

   Energy in
   = Energy lost to friction  + Energy lost to braking  + Net energy to gravitational field+ Change in kinetic energy

As the cyclists have the same speed profile, the net change in kinetic energy is the same for each, as is the net energy lost to friction (to a good approximation).  As the initial and final elevations are the same for each cyclist, the difference in energy input must be the same as the difference in energy lost to braking.

If this braking energy could instead be stored (such as in a flywheel) and released at an appropriate time later, then cycling up and down hills would indeed be no worse than cycling on the flat.

Paul Williams replying to Daya

> I personally have found that it is excruciating to go downhill
> with a heavy backpack if you have to go very slowly (eg if you are following
> someone very slow on a narrow track). This is because you must expend a lot
> of energy in controlling the impact. I have found it much easier to pretty
> much run downhill (perhaps risky depending on the terrain) and then rest at
> the bottom. It may sound weird, but at least you aren't wasting energy
> slowing your movement down (performing too much negative work).

Best to travel as lightly as safety dictates and have the best boots known to man.
My first (volcano) climbing expedition was climbing Agung Agung in Bali 30 years ago.
One side of this volcano was all pummice scree.
Time to the top - about 3 hours.
Time to the bottom - about 10 minutes.
Very safe and very much fun...

The only time I've moved with more alacrity was when Pacaya (Guatemala) erupted with more than usual violence in 1995. Head sized rocks rained down quite close enough to feel the heat.
Our feet barely touched the ground...

There are rough tracks and hewn steps in the 'foothills' of the Himalayas (by foothills I mean up to about 17,000 ft.) It is possible to climb over 5,000 ft. in a day. We did not find it possible to descend this in a day.
Running was definitely out of the question....

Zero Sum wrote:

> Apropos of kinetic energy not being a good measure of work. If I
> remember correctly, kinetic energy is actually defined in terms of work.

Alan, my comment was...

"Kinetic energy is not an appropriate measure of work".

The word was "appropriate" not "good measure".  And it remains the case that that measure was inappropriate for the argument being used because the argument invoked "no friction".  In which case, the only energy consumed is that energy difference between the final and end state.  Which is zero.

Alan Emmerson responded:

Work is done by a force on a system when the force moves with the boundary of the system.

There is no such thing as negative work.
If a force does work on a system it will increase  the energy of the system.  If the system does work on the force, the energy of the system will decreease.

There is a concept known as strain energy this is the energy contained in a bent beam or a compressed spring.

 While work is changed completely into energy ,  the inverse is not true.  Expended energy  does not always , in fact rarely, converts completely into mechanical work. That is the second "law of thermodynamics"  If you heat a gas the mechanical work done is the integral of PdV  and  there is also a change in the "internal energy" of the gas,  the integral of CpdT.

The same principle will apply to physiological  systems.

 I presume the energy from the metabolic processses is converted  into strain energy of the muscle. by changing its elasticity or zero-strain length or both,  and into heat  and waste products.

If you had an equation of state for a muscle you could figure it out.

Chris Forbes-Ewan replied:

> About the only thing you can say is that for each bike/rider
> combination there will be a "cruising speed" or range that will
> be easiest on that particular rider.  If a rider travels faster or
> slower than that speed he will make much more effort.

Zero, This is actually one of the things that you can say is not correct!

Unless the increase in speed results from the force due gravity (i.e. the rider is going downhill and has to apply the brakes to reduce speed) any increase in speed leads to an increase in the rate of work (power output).

This is not only intuitively correct, it has been demonstrated experimentally countless times (see my other messages on this, tonight and previously).

and:

> The  data from his source is in units of power. If power is
> linearly dependent on speed,  as the source proposes, then,
> since power = thrust x speed, the thrust in the experiment
> must have been independent of speed. For equilibrium the drag
> must have been independent of speed.

Pardon?

Other than as depicted in the typical late night SBS movie, I have no idea of the meaning of 'thrust x speed'. Is this an aeronautical term? If so, I'm not sure what relevance it has to bicycling.

Power is work per unit time. The unit of work is the joule (J). The unit of power is the watt (W), with one watt equal to one joule per second. Basal metabolic rate (BMR) for an average adult human is of the order of 100W.

So a power output of 6 METS (as applies to leisurely riding) means energy is expended at a rate of ~600 W (for the average adult). This would involve ~100 W for normal maintenance of homeostasis (i.e. BMR) and ~500 W for the physical activity.

Of the 500 W attributable to the physical activity, ~100 W would be for 'external' power output with ~400 W converted to body heat (because the body is only ~20% efficient at doing physical work).

> What's the bet that the energy consumption was measured with
> the bicycle stationary - like an exercise bike.

How about one million dollars ... and I'll give you odds of a hundred to one :-)

As mentioned in my original message, the results were for bicycling at various speeds, including 'leisurely' at one extreme and 'racing, not drafting' at the other.

Results in the reference previously cited for various levels of power output on the bicycle ergometer include:

bicycling, stationary, 50 W, very light effort 3.0 METS
bicycling, stationary, 100 W, light effort 5.5 METS
bicycling, stationary, 150 W, moderate effort 7.0 METS
bicycling, stationary, 200 W, vigorous effort 10.5 METS
bicycling, stationary, 250 W, very vigorous effort 12.5 METS

Zero Sum replied:

> This is actually one of the things that you can say is not correct!
>
Well, I must be thick then, because I can't see anything that changes the situation.

> Unless the increase in speed results from the force due gravity (i.e.
> the rider is going downhill and has to apply the brakes to reduce speed)
> any increase in speed leads to an increase in the rate of work (power
> output).

Well first, lets discard the "unless" by assuming a flat course.

You are not arguing that over a "cruising speed" effort increases, you object to the notion that at low speed more effort is needed.  Well, I think that well demonstrated in other posts.

Lets start from the beginning.  One kilometer an hour.  Personally (and I think it true for most of us) I would be so wobbly and so tense that I doubt I could make the distance.

Five kilometers per hour.  Still pretty difficult.  Ten?

Trying to do something slowly is hard on the human body.  Just as is trying to do something too fast.

> This is not only intuitively correct, it has been demonstrated
> experimentally countless times (see my other messages on this, tonight
> and previously).

I think intuitively otherwise.  I think that that has been supported by a number of other posts.  One of note being the one about the experienced bushwalkers struggling at beginners speeds.

Daya Papalkar commented:

The only way B can decelerate enough to match A
> is by applying the brake, with a braking force m*g*sin(theta) to match
> the gravity force on A.

Does B always have to brake in this scenario (no matter what the incline of A's slope)? This doesn't intuitively make sense to me - why can't B just stop pedalling and allow friction to cause the reduction in speed in order to match A.

<snip>
 
> If this braking energy could instead be stored (such as in a flywheel)
> and released at an appropriate time later, then cycling up and down
> hills would indeed be no worse than cycling on the flat.

Can I introduce another variable? What about the gear ratio of the bike?
I am not much of a cyclist (especially not now) but I recall being told that there is a certain number of rpm of the pedals that creates maximum efficiency - hence staying in too high a gear when cycling up a slope become
disadvantageous. On the other hand, riding in too low a gear just leads to spinning the pedals and loss of efficiency. I noticed (on a mountain bike) that a lot of downhills I could no longer actively contribute to speeding up because the gear ratios wasn't right - so you have to coast until the bike slows down. Would the above statement still apply?

and:

Alan wrote:

> Work is done by a force on a system when the force moves with the boundary
> of the system.
>
> There is no such thing as negative work.

I blame William F Ganong for that... "Review of Medical Physiology" actually uses the term "negative work".

What I think is meant is: the muscle provides a force in one direction slowing the movement (due to gravity) of the object in the opposite direction.

We use our muscles like this all the time eg walking downstairs, in which case the quadriceps are active when the knee is flexing (bending) (the quadriceps are extensors ('straighteners') of the knee).

and:

Paul, 
> My first (volcano) climbing expedition was climbing Agung Agung in Bali 30
> years ago.
> One side of this volcano was all pummice scree.
> Time to the top - about 3 hours.
> Time to the bottom - about 10 minutes.
> Very safe and very much fun...

Sounds fantastic!

I should point out that running downhill with a pack probably takes a toll on the joints if the ground is hard.

and:

> Trying to do something slowly is hard on the human body.  Just as is trying
> to do something too fast.

> > This is not only intuitively correct, it has been demonstrated
> > experimentally countless times (see my other messages on this, tonight
> > and previously).

> I think intuitively otherwise.  I think that that has been supported by a
> number of other posts.  One of note being the one about the experienced
> bushwalkers struggling at beginners speeds.


I think the range Chris was referring to didn't go to these very slow levels. It is difficult to ride very slowly, but this is mainly a balance problem (and could be corrected with training wheels). It would be interesting to know how much energy is used in riding very slowly, though.

I think there is a difference between riding slowly and walking slowly (because of the way we use our muscles to oppose gravity).

Alan Emmerson answered:

Pardon?

> Other than as depicted in the typical late night SBS movie, I have no idea
> of the meaning of 'thrust x speed'. Is this an aeronautical term? If so, I'm
> not sure what relevance it has to bicycling.


It's pretty straight forward Chris,

power = work/time
work = force x distance
distance = speed x time
So power = force x speed x time / time  = force x speed.

It is comon to call a  propulsive force "thrust".

Thrust is the force propelling the bicycle by pushing on the rear axle. So the power used to propel the bicycle = thrust x speed.

Let's go a little further, this thrust is actually provided by the friction between the rear tyre and the road.  On a level road the thrust propelling the bicycle is identically equal to the friction force between the tyre and the road.

If the bicycle on level ground, is neither accelerating nor decelerating, the sum of the aerodynamic drag force and any rearward component of the forces arising from distorting the tyre (and wheel)  is equal to the friction  force between the tyre and the road. Curious aint it?

and:

The additional data Chris has provided is very interesting

> bicycling, stationary, 50 W, very light effort 3.0 METS
> bicycling, stationary, 100 W, light effort 5.5 METS
> bicycling, stationary, 150 W, moderate effort 7.0 METS
> bicycling, stationary, 200 W, vigorous effort 10.5 METS
> bicycling, stationary, 250 W, very vigorous effort 12.5 METS

We  can re cast this as:

output power 50W , input power 3.0MET, efficiency   16.7watts per MET
output power 100W , input power 5.5 MET, efficiency  18.2  watts per MET
output power  150W, input power 7.0MET, efficiency   21.4 watts per MET
output power  200W, input power 10.5MET, efficiency  19.0  watts per MET
output power  250W, input power 12.5MET, efficiency  20.0 watts per MET

Within  reasonable limits of experimental error then we can deduce that the efficiency of the rider's engine increases with power output  between 50 and 150 watts and then remains constant  from 150 to 250 watts. We cannot say whether the efficiency is dependent on pedalling speed or torque exerted.

Chris' original data were:

Bicycling at "10-11.9 mph" (~16-19 kph) rates as 6.0 times basal metabolic rate (6 'METS'). .

With each incremental increase of 2 mph (3.2 kph), the reported rate of energy expenditure increases by 2 METS, until it is 12 METS for a pace of 16-19 mph (25.6-30.4 kph).

So, all other things being equal,  we can reasonably deduce that

cycling at a speed of between 16 and 19mph  requires a power output of 240W
cycling at a speed of between 14 and 17mph  requires a power output of 200W
cycling at a speed of between 12 and 15mph  requires a power output of 160W
cycling at a speed of between 10 and 12mph  requires a power output of 115W

Anthony Morton responded:

> It is comon to call a  propulsive force "thrust".
> Thrust is the force propelling the bicycle by pushing on the rear
> axle. So
> the power used to propel the bicycle = thrust x speed.

To expand further on this: the instantaneous power - meaning the rate at which energy is being supplied from the propulsion source - is equal to the dot product of thrust (propulsion force) and instantaneous velocity.  Because in any small time interval dt, the system moves a distance dx = v dt and the work done by the thrust force F is F • dx = (Fv) dt.  So if p denotes the instantaneous power, we have p = Fv.

If a vehicle is moving at a constant speed V, then the power input is constant and equal to thrust times speed:
P = F V.

By Newton's first law, if a body is moving at constant speed then the net force on it must be zero.  This entails that the thrust force must  be just enough to balance the external forces due to gravity and friction.  For level motion the only external forces are due to friction (of one sort or another), and so the thrust required at a given speed is a direct measure of the frictional force at that speed.

The somewhat counter-intuitive consequence of this has already been noted: if the frictional force on a body is independent of speed, then the power input required is *not* independent of speed, but goes up linearly with speed.  One approach to understanding this intuitively is that while the energy per unit *distance* is the same, the energy per unit *time* must increase because more distance is being covered in the same time.

Engineering folklore has it that air resistance on a moving body increases roughly as speed squared: F=KV2.  It follows that for motion at constant speed, the power input is proportional to speed cubed: P=KV3.

Looking again at your figures I realise that they don't show a linear increase with speed after all - my earlier assumption was erroneous.  There is an approximate incremental linear increase, but that's a different thing entirely.  Let's just take the two extreme points noted:
        17.5 kph        6 METS
        28.0 kph        12 METS
We have a twofold increase in power for a 60 per cent increase in speed.  Taking logs, the power law index is approximately 1.5.  In other words, a crude approximation to the power-speed law is P = K V(3/2).  This in turn implies that the friction force on the moving cyclist scales roughly as the square root of speed in this range.  So
for double the speed, friction goes up by about 40 per cent and power almost threefold.

It seems appropriate to draw the conclusion that the square law for friction may not apply at the speeds typical of cycling.  The truth is that friction is a highly nonlinear phenomenon and doesn't obey any neat law across the whole range of possible conditions.  For speeds in the 100kph range a square law may be the best approximation, but in the 10kph range we have evidence for a smaller rate of increase with speed.

and:

This doesn't intuitively make sense to me - why can't B just
> stop pedalling and allow friction to cause the reduction in speed in order
> to match A.

The experiment was set up in such a way that A and B experience the same frictional force.  When A hits the bottom of the incline, both A and B stop pedalling.  But B's friction alone isn't enough to decelerate B as much as A, because A has the same friction and gravity acting as well.  So B will always have to apply the brakes under the conditions of the problem.

> that a lot of downhills I could no longer actively contribute to speeding up
> because the gear ratios wasn't right - so you have to coast until the bike
> slows down. Would the above statement still apply?

Yes, gear ratios are important for riding with maximum efficiency.  Cycling folklore has it that 'spinning' in a lower gear (but not too low) is more efficient than 'grunting' in a higher gear.  The optimum spinning rate ('cadence') is thought to be around 1-2 revs per second.

Implicit in all these thought experiments is the assumption that the cyclist selects the appropriate gear to match their speed.  (And when comparing two cyclists, it's assumed the gearing on the two bikes is identical.)  As long as the two cyclists both change gears when appropriate, it doesn't affect my conclusions.

Angus commented:

As one who has also walked/climbed volcanic peaks (although not as many as I would have liked), scree/pumice slopes are step up two, slide back one; step down two, slide down one; run down two, slide down two (it feels). A fair bit of 'give' for the knees, although a pck on back challenges the balance...

Alan Emmerson noted:

Tony wrote, on 10 June

SNIP 
Looking again at your figures I realise that they don't show a linear increase with speed after all - my earlier assumption was erroneous. There is an approximate incremental linear increase, but that's a different thing entirely.  Let's just take the two extreme points noted:
        17.5 kph        6 METS
        28.0 kph        12 METS
We have a twofold increase in power for a 60 per cent increase in speed.  Taking logs, the power law index is approximately 1.5.  In other words, a crude approximation to the power-speed law is P = KV(3/2).  This in turn implies that the friction force on the moving cyclist scales roughly as the square root of speed in this range.  So for double the speed, friction goes up by about 40 per cent and power almost threefold.
SNIP

There is a misaprehension here Tony.  In Chris' data, the power in units of MET is the input power to the human engine. To estimate the drag law you need the output power from the human engine.  I tabulated that in my previous post. Mind you the difference in efficiency between the speeds above is not great.

My recollection is  is that there is a near constant component in consequence of the continuous deformation of the tyres and wheels plus a near square law due to pressure drag  and skin friction. and  I think the churning effect caused by spokes and pedals can be subsumed into the square law.

Chris Forbes-Ewan replied:

> An obvious follow-on from the original question is to ask
> which cyclist will end up burning the most fat. To answer
> that question fully, I think you would also need to look at
> the after-effects of exercise on the basal metabolic rate ie
> does more prolonged aerobic metabolism (the slower, longer
> cycling trip) produce a greater increase in basal metabolic rate,
> or is it the other way around? Does a single cycling trip
> produce a meaningful change in BMR (and for how long), or
> does the activity have to be repeated reasonably frequently?

At least for the time spent cycling, the amount of fat used may be slightly greater for the lower intensity of cycling. This is because the absolute amount of fat used is pretty much the same regardless of the level of physical activity, even though the relative contribution of fat and carbohydrate does depend on intensity of activity (with the percentage contribution of carbohydrate increasing as the rate of energy expenditure increases).

So the cyclist who is going at half the pace for twice the time would be expected to use more fat than the cyclist completing the same distance in half the time.

However, as alluded to by Daya, metabolic rate is raised for a period after activity. Known as ''excess post-exercise oxygen consumption'' (EPOC) this is only of significance following very vigorous and sustained activity.

And I suspect (without knowing for sure) that fat consumption would account for much of this EPOC, so the total fat consumed by the faster rider may be as great as, or even greater than for the slower rider.

There are other points to make, if the question was in relation to weight control.

First, as mentioned in a previous message, experimental results strongly suggest that total energy is greater for the rider who completes a set distance in half the time compared to the rider who takes twice as long to complete the same distance. So total energy expenditure is greater with higher intensity.

Another point is that many people would struggle to find the time needed to do 60+ minutes a day of light-moderate physical activity directed towards health and general fitness. For those who can set aside only 30 minutes, the benefits to fitness, health and weight will be much greater if the exercise is of fairly high intensity.

Also, people who exercise very hard are usually slim. Whether this is because generally only slim people exercise hard, or because exercising hard promotes slimness is open to question, but Angelo Tremblay (a Canadian researcher on obesity who gave an invited presentation to the 2000 conference of the Australian Society for the Study of Obesity) believes that high levels of physical activity somehow influence appetite so that slimness is promoted.

Finally, it may be appropriate to mention the response of a researcher in the US to a question I sent a couple of years ago to the Sportscience email list about what levels of intensity and duration of activity should we be promoting for weight control. He replied along the lines: "You're missing the point--any exercise is better than none".

In other words, for the general population it doesn't matter whether high-or low-intensity is the *best* option, just getting "couch potatoes" off the couch and doing some physical activity would be a worthwhile achievement in trying to stem the obesity epidemic.







FRICTION

Gerald Cairns started this thread, as an offshoot of the discussion on Energy, by posting:

In response to the energy thread I thought I might throw up a related one since not only have I been working on related matters for some time nor have I made any serious posts of late. Thus as penance for me and sufferance for you lot here are some thoughts.

Moving components require some form of lubrication to reduce wastage of energy between opposing surfaces. Friction is overcome by providing a film of lubricant that reduces this surface to surface interaction in two broad
mechanisms.

1. lubricants form a micron thick boundary layer that conforms to the surface profile of the individual surfaces as no surface is perfectly smooth. This prevents grabbing and "welding" of the high points of the respective surfaces but does not prevent surface to surface contact at these high points therefore there is a characteristic resistance to movement. While this contact results in wear and significant friction the boundary layer is critical in preventing the surfaces from seizing.

2. lubricants also provide and additional mechanism that assists in the reduction of friction and while in operation can reduce wear to almost negligible limits. This mechanism is referred to as hydrodynamic operation and is similar to aquaplaning of car tyres on a wet road where a film of water builds up under the right conditions to separate the tyre from the road. This is achieved by the creation of a thicker and separate layer to
the boundary layer.

Hydrodynamic operation is dependent on another characteristic of lubricants and this is laminar flow whereby the flowing lubricant tends to flow in layers that resist mixing. I have some video clips of the laminar flow mechanism and what happens when this mechanism breaks down, but these are confidential for the time being. Some claim that modern bearings operate hydrodynamically and therefore there is no metal to metal contact. Unfortunately this claim is false because hydrodynamic conditions require certain parameters to operate. These parameters are;
  1. temperature of the system
  2. viscosity and surface affinity of the lubricant
  3. type of solids components in the lubricant
  4. load on the bearing
  5. rotational speed of the relative surfaces
This is a very complicated subject that I do not pretend to understand fully, by a considerable margin and even some experts with whom I have discussed this are forced to rely heavily on theory for explanation and requiring mathematics that reach places I once could go. Such skills have degenerated through lack of use over a long period and I would have to do a refresher before attempting to tackle this, unfortunately time and other matters prevent this. However Toby may have some thoughts to shed on this subject?

There is no possibility of avoiding metal to metal contact in a heavily loaded vehicle bearing at standstill, no grease can hold surfaces totally separate in static mode, if it could it would be unlikely to perform as a lubricant. As the bearing rotates it reaches a point where the excess lubricant above the boundary layer begins to form a layered high pressure buffer between the surfaces so achieving surface separation and minimum friction. The remaining friction is largely fluid friction and drag. Thus it is desirable to maintain certain minimum speeds that achieve hydrodynamic and most efficient operation.

The importance of the boundary layer cannot be over estimated. Even in seemingly well lubricated systems it is possible for bearings to seize rock solid if the boundary layer is degraded or lost as a separate entity.

Similar processes are believed to be responsible at least in part for the burning off 150 mm diameter axles on heavy equipment. I have demonstrated this seizure in bearings so well lubricated that they are so slippery it is
virtually impossible to pick them up or even rotate them by hand. I have found a number of apparently lubricious materials that disturb the boundary layer, that cause this seizure effect profoundly in the apparent presence of adequate quantities of lubricant. It behoves those formulating and maintaining bearings to keep these issues in mind. While I will not take this aspect further as it impinges on patent applications now in preparation among other matters, I recommend that no solvents of any kind be permitted anywhere near greases in storage or maintenance of such equipment. If they have been used then they must be completely removed before replacing fresh grease.

How to do this is a subject I am involved in at present and if I can get paid for our IP it may well even get published but that is an unlikely scenario in Australia and I talk from bitter experience. We are on the verge of taking this IP overseas because of the lack of government support at all levels, most of this support revolves around public service self justification and double dipping i.e. we pay for the services in taxes then get slugged a second time with unnecessarily massive registration, patent fees etc. etc. etc. Of course phenomenon this is not restricted to Australia but we have refined the techniques to a high level indeed.

How does this help the two cyclists - not much I think at their loads, temperatures and speeds but I leave that to others who may understand more and are more mathematically agile than I am.

Paul Williams asked:

Please exuse me as I demonstrate my complete ignorance...
Thinking of 'Mag-lev' trains, would it be possible in theory to have powerful like-pole electromagnets in hub and axle?
Would it be possible to pressurise lubricant in the hubs so that metal to metal contact doesn't occurr?
Would 'buckyballs' be cheap enough and robust enough to use in an ultra thin layer?

Angus responded:

All sounds intersting and the mystery makes it intriguing...
"The importance of the boundary layer cannot be over estimated" - what do you mean by boundary layer? I understand there is some debate over the natuer of the solid-liquid interface (ie first 1-5 nm) regarding whether the undermost fluid particles are stationary or if in fact they can "slip" across the surface. Is this the scale you are referring to?

Alan Emmerson replied:

There is potential for confusion here.  The word "boundary"

There is a difference between  "boundary" in boundary lubrication and "boundary"  in boundary layer --though obviously the two concepts overlap.

Conventionally, boundary lubrication means lubrication in the absence of a complete fluid film.  This perhaps involves the existence of adsorbed mono-molecular layers of lubricant.

The boundary layer of fluid dynamics is a much thicker layer in which, for convenience, the dynamicist  proposes that all viscous effects are confined.

That said, in hydrodynamic lubrication the flow is probably all boundary layer.

Gerald Cairns answered:

The boundary layer scale is indeed very small but it is dependent on a number of factors as I noted, however the single most important one is that of affinity for the surface, to put it crudely adhesive force of attraction that maintains it in contact with the surface aided by the hills and valleys of the surface. Coupled with this is the fact that lubricants flow in a laminar fashion so there is little tendency for the boundary layer to be removed by mixing in motion as the lubricants, greases or oils, tend to flow in non mixing layers. Therefore the boundary layer does flow but slowly and remains close to the surface.  As I noted also I have crudely video taped some of these effects and they are quite observable in macro scale. The persistence of these properties are quite remarkable even at high pressures, temperatures and externally induced turbulence. It is this among other things that makes lubricants what they are.

I do not have the equipment to visualise or measure the movement at the boundary layer level but the principles have been encountered most clearly in certain experiments that are difficult to explain in any other fashion. The macro observations are pretty compelling and supported by other aspects about which I must remain silent for now. I no longer have the benefit of my own Uni Lab at the QUT which we had to shut down in 1991, so all my work is done with no budget and hand made testing equipment that has nonetheless received favourable compliments from independent consultants. My findings for instance reduce certain procedures from about 8 hours to between 3 and 5 minutes and the wastes are compostable, no toxics or objectionable odours and excellent workplace safety etc. etc.

As the subject matter is concerned with work I have been involved with for the last two years or more, a fair amount of it wasted by the failure of others to accept the nature of the systems or the advice, I am not yet able to divulge more information. Some of this is very sensitive commercially and politically and I have no wish to become a meal for certain large organisations who may be significantly embarrassed though I would happily give the pollies a serve. I have had to verify my results personally at our own cost which has taken me full time almost seven months of long hours and I am expected to hand over the results for nix and a promise that something might happen in the future - and pigs might fly!! I have also taken the precaution of having the observations confirmed by independent consultants. Thus for the time being my hands are tied but the doors are locked and I have the keys. :-).

and:

Re reading my response I realise that I did not explain what I meant by the boundary layer. It is that thickness of lubricant to which you refer but largely stays in position or moves only very slowly while the upper layers of the lubricant flow across it with minimal disturbance of it. The same happens within macro layers of the bulk lubricant above the boundary layer. It is in effect a multi layered system generated from the same material.

Various additives are introduced to the formulation to improve high pressure performance and these appear to have higher surface attractive properties and internal cohesion. I believe these are predominant in the boundary layer. I have photographs of the macro effects that I believe confirms my views but really need a laboratory environment to bring out the fine detail and alas I no longer have those facilities.

and to Paul:

Imagine a railway wagon weighing around 120 + tonnes this translates into approximately 7 tonnes per bearing. In a spherical bearing for example (not a conical type)The load is carried at the top of the bearing over about 12 rollers the rest are free waiting to rotate into the load zone. For the sake of this discussion assume each roller has about .1 mm square in contact with the races (2) therefore there is about  2(12 x 0.1) sq mm or
2.4 sq mm carrying 7 tonnes. I haven't allowed for elastic deformation of the rollers that would increase this area by a small amount but I think it unlikely that any grease would be able to keep the metal surfaces apart
standing still under such conditions but the boundary layer is restricted to the valleys in the surface under these conditions. Until the vehicle is moving at a particular speed depending on temperatures and viscosity in particular a lubricating layer or layers cannot form between the rollers and the races for which Alan Emmerson has correctly pointed out a degree of ambiguity in my post. Thus until hydrodynamic conditions are achieved there will be metal to metal contact and wear.

The point I was making that some people claim that there is no metal to metal contact in hydrodynamic bearings which is arrant nonsense, a standing vehicle has no dynamism about it at least in respect of the bearings. With loads as described above all the grease will be squeezed away from the contact surfaces. I know of no grease that has such physical strength to resist such loads. If it were possible to have a bearing with no metal to metal contact then there would be no wear and I can tell you analyses show the metals in used greases. If greases are contaminated with solvents the lubricant films can break down, i.e. lose adhesion with the surface and viscosity changes can also take place at the transient load points resulting in metal to metal contact at high speed. The heat generated is already high but would be likely to go critical, very rapidly proceeding to catastrophic failure.

Bearings do run hot, very hot and I have images to prove it, however, there is scurrilous MS Power Point Show that demonstrates what can happen when a bearing runs hot.  I have not been able to confirm the authenticity although it looks authentic and it appears to have been at least re-edited on a Department of Primary Industries computer here in Brisbane. I have spoken to owner and he is unaware of it but the file history shows his name etc. He is geographer with no interest in this sort of thing, I believe him, others have access
to his machine. The results are not inconsistent with other reports from the US and Canadian Departments of transportation however. I will leave the first frame in place because it may have relevance to someone who can
confirm this accident but may be indulging in unfair criticism. The Rail Road Operators named refuse to respond to my requests for confirmation.

Rail roads operate track side infra red detectors called Hot Box Detectors. The US and Canadians say that they place them at 25 mile intervals but that most over heating bearings fail between 9 and 16 miles after the last detector! The problem seems to me to be the temperature gradient within the bearing housing and the measurement of the temperature at the surface. There are better temperature sensing systems that radio the state of individual bearings constantly from the interior but these are expensive and generally not applied. When a hot bearing, 80 degree threshold, is detected it is flashed up on the driver's console and the train must be stopped for a replacement bogie. I have much more to say on this but it must remain confidential for the time being. The position of all bearings at any time are known and monitored constantly. Well lubricated bearings
such as these under good conditions should last up to 20 years.

What I have not referred to is the fact that bearings have not only rolling elements but also sliding elements such as cages and dividers and these add to the complexity. Again returning to our cyclists these issues would pale
into insignificance against the example above.

With respect to maglev technology that is different again but at rest there would be no point in wasting energy supporting the vehicle. As far as the pressures involved some US experts quote the hydrodynamic lubricating films as being exposed to transient loads of up to 200,000 Lbs/sq in. I suspect if the bearing were to be pressurised the labyrinth seals would either collapse or blow out completely. That does not eliminate the possibility that it could be done but I doubt that it would be practical or economic. As to buckyballs I have no information to offer but doubt that they would have much to offer. You have to choose between a wet, i.e. grease, system or a dry one and I suspect buckyballs would ignite under these conditions not to mention static problems.


Alan Emmerson wrote:

Those who are following this thread might be interested to know that  one of the functions of a lubricant can be  to remove heat from the bearing.  For heavily loaded plain bearings, railway waggon journals for example,
temperature rise used to be a design criterion.

and:

> friction in most mechanical systems increases with speed. I would be most
> interested to hear of a system where there was a decrease. "

The drag of an aeroplane  in flight decreases markedly as speed increases up to what is known as "min drag speed".

Angus commented:

does this make resistance proportional to surface area, more so than, say velocity? Would the same principle apply to the bike riding problem?

Alan Emmerson replied:

The drag of a complete aeroplane at low speeds is dominated by what is called lift induced drag or just "induced drag:"

Induced drag depends on the square of the wing loading  ( (lift or weight)/wing area)  and the reciprocal of the velocity squared, and the reciprocal of the air density..


More generally, the relationship between drag, surface area and speed changes with the Reynolds number of the flow ( Re representing the ratio of inertia forces to viscous forces in the fluid)

Very generally, drag tends to be proportional to surface area, proportional to speed at low Re and to the square of speed at higher Re.  Very thick books have been written on this subject.

In the case of a bicycle and rider, or motor cycle for that matter, it is hard to know what to choose as the characteristic area.  But, as the "area" of a bike and rider doesn't change too much, it is usual to drop the area
dependency and subsume it in a constant.  Standard texts say that the drag of a bike and rider is proportional to the speed squared.