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Financial Services
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Web Design
Financial Planning/Securities Analysis
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Towson University
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From 4/96 to 8/99 I worked at Financial Services Firms including
Merrill Lynch, State Street Bank, and
SG Cowen Securities Corporation. I filled three roles during
this time period, Planning Assistant, Registered Sales Assistant and Portfolio Accountant.
The following is a summary of job responsibilities:
Registered Sales Assistant/Planning Assistant
- Developed and maintained client relationships
- Assisted clients in understanding investment products and services
- Provided client service management, including cost basis maintenance, monitored proper delivery of assets
and researched and resolved client questions
- Worked with clients to facilitate the exercise of employee stock options
- Placed trades for Portfolio Managers
- Developed portfolios based on stated investment objectives
- Reviewed incoming assets, determining placement in asset allocation models
- Trained new employees
Portfolio Accountant
- Monitored daily pension fund activity
- Audited cash journals and trial balances, prepared financial reports
- Using Bloomberg terminal, researched security characteristics to ensure proper
reporting
- Researched and resolved client inquries
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